Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$121 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Suntrust Bks Inc	Q4 2019 Filed on Feb 13, 2020	6,764	N/A
Symantec Corp	Q4 2019 Filed on Feb 13, 2020	3,980	N/A
Transenterix Inc	Q4 2019 Filed on Feb 13, 2020	3,119	N/A
Vaneck Vectors ETF Tr	Q4 2019 Filed on Feb 13, 2020	600	N/A
Versum Matls Inc	Q4 2019 Filed on Feb 13, 2020	535	N/A
Viacom Inc New	Q4 2019 Filed on Feb 13, 2020	19,892	N/A
Virtus Total Return Fund Inc	Q4 2019 Filed on Feb 13, 2020	2,105	N/A
Fly Leasing LTD	Q4 2019 Filed on Feb 13, 2020	331	N/A
IBA Industrias Bachoco S.A.B. De C.V. Consumer Defensive	Q4 2019 Filed on Feb 13, 2020	112	$47.08 - $54.99 $5.27K - $6.16K
Corindus Vascular Robotics I	Q4 2019 Filed on Feb 13, 2020	3,325	N/A
Capstead Mtg Corp	Q4 2019 Filed on Feb 13, 2020	87	N/A
GCP Gcp Applied Technologies Inc. Basic Materials	Q4 2019 Filed on Feb 13, 2020	59	$18.62 - $23.65 $1.1K - $1.4K
Hertz Global Hldgs Inc	Q4 2019 Filed on Feb 13, 2020	53	N/A
Ishares Tr	Q4 2019 Filed on Feb 13, 2020	241,743	N/A
Northern Oil & Gas Inc Nev	Q4 2019 Filed on Feb 13, 2020	294	N/A
Brookfield Globl Listed Infr	Q4 2019 Filed on Feb 13, 2020	500	N/A
Genomic Health Inc	Q4 2019 Filed on Feb 13, 2020	117	N/A
Nuveen Mtg Oppty Term Fd 2	Q4 2019 Filed on Feb 13, 2020	529	N/A
Sb Finl Group Inc	Q4 2019 Filed on Feb 13, 2020	3,000	N/A
Arqule Inc	Q4 2019 Filed on Feb 13, 2020	12,696	N/A
IMKTA Ingles Markets Inc Consumer Defensive	Q4 2019 Filed on Feb 13, 2020	98	$38.08 - $48.6 $3.73K - $4.76K
PICB Invesco ETF Tr Ii Intl Corp Bd ETFs	Q4 2019 Filed on Feb 13, 2020	37	$26.11 - $27.14 $966 - $1K
Klx Energy Servics Holdngs I	Q4 2019 Filed on Feb 13, 2020	66	N/A
RVIC Retail Value Inc. Real Estate	Q4 2019 Filed on Feb 13, 2020	1	$3.15 - $3.55 $3.15 - $3.55
ALEX Alexander & Baldwin, Inc. Real Estate	Q4 2019 Filed on Feb 13, 2020	130	$20.53 - $25.15 $2.67K - $3.27K
Connecticut Wtr Svc Inc	Q4 2019 Filed on Feb 13, 2020	76	N/A
Interxion Holding N.V	Q4 2019 Filed on Feb 13, 2020	3	N/A
Omnova Solutions Inc	Q4 2019 Filed on Feb 13, 2020	137	N/A
Ubs Ag London Brh	Q4 2019 Filed on Feb 13, 2020	13,500	N/A
Cubic Corp	Q4 2019 Filed on Feb 13, 2020	40	N/A
Wright Med Group N V	Q4 2019 Filed on Feb 13, 2020	54	N/A
Cision LTD	Q4 2019 Filed on Feb 13, 2020	1,085	N/A
CRIS Curis Inc Healthcare	Q4 2019 Filed on Feb 13, 2020	13,189	$1.36 - $2.44 $17.9K - $32.2K
Ishares Tr	Q4 2019 Filed on Feb 13, 2020	112	N/A
Achillion Pharmaceuticals In	Q4 2019 Filed on Feb 13, 2020	355	N/A
Adesto Technologies Corp	Q4 2019 Filed on Feb 13, 2020	500	N/A
Arch Coal Inc	Q4 2019 Filed on Feb 13, 2020	16	N/A
AFIIQ Armstrong Flooring, Inc.	Q4 2019 Filed on Feb 13, 2020	143	$3.62 - $6.6 $518 - $944
AVYA Avaya Holdings Corp. Technology	Q4 2019 Filed on Feb 13, 2020	288	$10.09 - $14.09 $2.91K - $4.06K
Becton Dickinson & CO	Q4 2019 Filed on Feb 13, 2020	44	N/A
Camber Energy Inc	Q4 2019 Filed on Feb 13, 2020	1	N/A
CLLS Cellectis S.A. Healthcare	Q4 2019 Filed on Feb 13, 2020	2	$9.73 - $19.31 $19.5 - $38.6
Chesapeake Granite Wash Tr	Q4 2019 Filed on Feb 13, 2020	500	N/A
CMLS Cumulus Media Inc Communication Services	Q4 2019 Filed on Feb 13, 2020	54	$13.07 - $17.94 $706 - $969
ASHX Dbx ETF Tr Xtrackers Mcsi Chin ETFs	Q4 2019 Filed on Feb 13, 2020	250	$19.18 - $21.02 $4.8K - $5.26K
Dbx ETF Tr	Q4 2019 Filed on Feb 13, 2020	19	N/A
Dbx ETF Tr	Q4 2019 Filed on Feb 13, 2020	39	N/A
UTSL Direxion Shs ETF Tr Daily Util ETFs	Q4 2019 Filed on Feb 13, 2020	300	$39.73 - $47.46 $11.9K - $14.2K
Fgl Hldgs	Q4 2019 Filed on Feb 13, 2020	290	N/A
First Tr Exch Trd Alpha Fd I	Q4 2019 Filed on Feb 13, 2020	10	N/A

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