Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$121 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Ampliphi Biosciences Corp	Q2 2019 Filed on Aug 12, 2019	8,000	N/A
Dowdupont Inc	Q2 2019 Filed on Aug 12, 2019	116,214	N/A
Dreyfus Mun Bd Infrstrctr Fd	Q2 2019 Filed on Aug 12, 2019	90,198	N/A
Dreyfus Mun Income Inc	Q2 2019 Filed on Aug 12, 2019	5,112	N/A
Ishares Tr	Q2 2019 Filed on Aug 12, 2019	2,222	N/A
Micro Focus International Pl	Q2 2019 Filed on Aug 12, 2019	382	N/A
Obsidian Energy LTD	Q2 2019 Filed on Aug 12, 2019	500	N/A
Pdl Biopharma Inc	Q2 2019 Filed on Aug 12, 2019	200	N/A
Tanzanian Royalty Expl Corp	Q2 2019 Filed on Aug 12, 2019	7,500	N/A
Tier Reit Inc	Q2 2019 Filed on Aug 12, 2019	61	N/A
Just Energy Group Inc	Q2 2019 Filed on Aug 12, 2019	970	N/A
NBH Neuberger Berman Municipal Fund Inc. Financial Services	Q2 2019 Filed on Aug 12, 2019	681	$14.22 - $14.85 $9.68K - $10.1K
Ultimate Software Group Inc	Q2 2019 Filed on Aug 12, 2019	105	N/A
Union Bankshares Corp New	Q2 2019 Filed on Aug 12, 2019	212	N/A
Aircastle LTD	Q2 2019 Filed on Aug 12, 2019	205	N/A
Insys Therapeutics Inc New	Q2 2019 Filed on Aug 12, 2019	202	N/A
LADX Ladrx Corporation	Q2 2019 Filed on Aug 12, 2019	120	N/A
SCJ Ishares Msci Japan Small Cap E ETFs	Q2 2019 Filed on Aug 12, 2019	69	$67.37 - $71.73 $4.65K - $4.95K
Medidata Solutions Inc	Q2 2019 Filed on Aug 12, 2019	10	N/A
Novavax Inc	Q2 2019 Filed on Aug 12, 2019	4,000	N/A
Direxion Shs ETF Tr	Q2 2019 Filed on Aug 12, 2019	8	N/A
Hv Bancorp Inc	Q2 2019 Filed on Aug 12, 2019	300	N/A
Barclays Bk PLC	Q2 2019 Filed on Aug 12, 2019	465	N/A
Columbia ETF Tr Ii	Q2 2019 Filed on Aug 12, 2019	300	N/A
Etfis Ser Tr I	Q2 2019 Filed on Aug 12, 2019	78	N/A
FARM Farmer Brothers CO Consumer Defensive	Q2 2019 Filed on Aug 12, 2019	500	$15.92 - $21.82 $7.96K - $10.9K
Gannett CO Inc	Q2 2019 Filed on Aug 12, 2019	23	N/A
Gaslog LTD	Q2 2019 Filed on Aug 12, 2019	78	N/A
GTTNQ Gtt Communications, Inc. Communication Services	Q2 2019 Filed on Aug 12, 2019	17	$17.6 - $42.89 $299 - $729
PBP Invesco Exchange Traded Fd Tr ETFs	Q2 2019 Filed on Aug 12, 2019	1,085	$20.61 - $21.73 $22.4K - $23.6K
IHD Voya Emerging Markets High Dividend Equity Fund Financial Services	Q2 2019 Filed on Aug 12, 2019	4,660	$7.19 - $8.13 $33.5K - $37.9K
Zagg Inc	Q2 2019 Filed on Aug 12, 2019	49	N/A
Alps ETF Tr	Q2 2019 Filed on Aug 12, 2019	800	N/A
FNGU Bank Of Montreal ETFs	Q2 2019 Filed on Aug 12, 2019	32	$2.6 - $5.21 $83.2 - $167
Blue Apron Hldgs Inc	Q2 2019 Filed on Aug 12, 2019	17	N/A
China Green Agriculture Inc	Q2 2019 Filed on Aug 12, 2019	5,000	N/A
Cnx Midstream Partners LP	Q2 2019 Filed on Aug 12, 2019	1,300	N/A
Communications Sys Inc	Q2 2019 Filed on Aug 12, 2019	14,500	N/A
Del Taco Restaurants Inc	Q2 2019 Filed on Aug 12, 2019	6	N/A
Dryships Inc	Q2 2019 Filed on Aug 12, 2019	2,000	N/A
Dynex Cap Inc	Q2 2019 Filed on Aug 12, 2019	8,000	N/A
RFDI First Trust ETF Iii Riverfront ETFs	Q2 2019 Filed on Aug 12, 2019	800	$54.38 - $58.46 $43.5K - $46.8K
Global X Fds	Q2 2019 Filed on Aug 12, 2019	71	N/A
IPKW Invesco ETF Tr Ii Internationa ETFs	Q2 2019 Filed on Aug 12, 2019	450	$30.48 - $33.04 $13.7K - $14.9K
OSG Overseas Shipholding Group Inc Energy	Q2 2019 Filed on Aug 12, 2019	183	$1.5 - $2.4 $275 - $439
Pattern Energy Group Inc	Q2 2019 Filed on Aug 12, 2019	233	N/A
Polymet Mining Corp	Q2 2019 Filed on Aug 12, 2019	100,000	N/A
DOG Proshares Short Dow30 ETF New ETFs	Q2 2019 Filed on Aug 12, 2019	15	N/A
RPT Rpt Realty Real Estate	Q2 2019 Filed on Aug 12, 2019	107	$11.6 - $12.84 $1.24K - $1.37K
Semgroup Corp	Q2 2019 Filed on Aug 12, 2019	269	N/A

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