Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$121 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Andeavor Logistics LP	Q3 2019 Filed on Nov 12, 2019	250	N/A
Anworth Mortgage Asset Cp	Q3 2019 Filed on Nov 12, 2019	4,875	N/A
Cambrex Corp	Q3 2019 Filed on Nov 12, 2019	63	N/A
General Mtrs CO	Q3 2019 Filed on Nov 12, 2019	40	N/A
NFBK Northfield Bancorp, Inc. Financial Services	Q3 2019 Filed on Nov 12, 2019	200	$15.18 - $16.23 $3.04K - $3.25K
MVV Proshares Ultra Midcap400 ETFs	Q3 2019 Filed on Nov 12, 2019	172	$39.41 - $41.27 $6.78K - $7.1K
AUOTY Au Optronics Corp Technology	Q3 2019 Filed on Nov 12, 2019	295	$2.2 - $2.97 $649 - $876
Carrizo Oil & Gas Inc	Q3 2019 Filed on Nov 12, 2019	172	N/A
Ferro Corp	Q3 2019 Filed on Nov 12, 2019	144	N/A
Tableau Software Inc	Q3 2019 Filed on Nov 12, 2019	210	N/A
TTI Tetra Technologies Inc Energy	Q3 2019 Filed on Nov 12, 2019	2,000	$1.37 - $2.15 $2.74K - $4.3K
Tsakos Energy Navigation LTD	Q3 2019 Filed on Nov 12, 2019	260	N/A
Callon Pete CO Del	Q3 2019 Filed on Nov 12, 2019	313	N/A
Cincinnati Bell Inc New	Q3 2019 Filed on Nov 12, 2019	80	N/A
Ishares Tr	Q3 2019 Filed on Nov 12, 2019	391,371	N/A
RXN Zurn Water Solutions Corporation Industrials	Q3 2019 Filed on Nov 12, 2019	144	N/A
Worldpay Inc	Q3 2019 Filed on Nov 12, 2019	5,103	N/A
Chemical Finl Corp	Q3 2019 Filed on Nov 12, 2019	64	N/A
Global X Fds	Q3 2019 Filed on Nov 12, 2019	2,084	N/A
Ishares Inc	Q3 2019 Filed on Nov 12, 2019	49	N/A
Mcdermott Intl Inc	Q3 2019 Filed on Nov 12, 2019	3,475	N/A
Avx Corp New	Q3 2019 Filed on Nov 12, 2019	737	N/A
EWN Ishares Msci Netherlnds ETF ETFs	Q3 2019 Filed on Nov 12, 2019	293	$29.41 - $31.98 $8.62K - $9.37K
Liberty Expedia Hldgs Inc	Q3 2019 Filed on Nov 12, 2019	2	N/A
OXSQ Oxford Square Capital Corp. Financial Services	Q3 2019 Filed on Nov 12, 2019	5,500	$6.04 - $6.71 $33.2K - $36.9K
Washington Prime Group New	Q3 2019 Filed on Nov 12, 2019	88	N/A
CSII Cardiovascular Systems Inc Healthcare	Q3 2019 Filed on Nov 12, 2019	1,000	$42.06 - $51.64 $42.1K - $51.6K
DWSN Dawson Geophysical CO Energy	Q3 2019 Filed on Nov 12, 2019	93	$1.98 - $2.65 $184 - $246
Famous Daves Amer Inc	Q3 2019 Filed on Nov 12, 2019	200	N/A
Pope Resources A Delaware LP	Q3 2019 Filed on Nov 12, 2019	800	N/A
ULST Ssga Active ETF Tr Ssga Ultra ETFs	Q3 2019 Filed on Nov 12, 2019	605	$40.38 - $40.43 $24.4K - $24.5K
XXII 22nd Century Group, Inc. Consumer Defensive	Q3 2019 Filed on Nov 12, 2019	20	$1.36 - $2.4 $27.2 - $48
Greensky Inc	Q3 2019 Filed on Nov 12, 2019	6,400	N/A
Hydrogenics Corp New	Q3 2019 Filed on Nov 12, 2019	175	N/A
Intl Fcstone Inc	Q3 2019 Filed on Nov 12, 2019	100	N/A
IBDD Ishares Ibonds Mar 2023 Term C ETFs	Q3 2019 Filed on Nov 12, 2019	802	N/A
NNBR Nn Inc Industrials	Q3 2019 Filed on Nov 12, 2019	3,603	$5.95 - $9.73 $21.4K - $35.1K
Ubiquiti Networks Inc	Q3 2019 Filed on Nov 12, 2019	100	N/A
Voya Intl High Divid Eqty In	Q3 2019 Filed on Nov 12, 2019	4,000	N/A
Wellesley Bancorp Inc	Q3 2019 Filed on Nov 12, 2019	225	N/A
AIR Aar Corp Industrials	Q3 2019 Filed on Nov 12, 2019	58	$36.56 - $45.63 $2.12K - $2.65K
Chesapeake Lodging Tr	Q3 2019 Filed on Nov 12, 2019	85	N/A
Csop ETF Tr	Q3 2019 Filed on Nov 12, 2019	115	N/A
Cushing Renaissance Fd	Q3 2019 Filed on Nov 12, 2019	3,500	N/A
TMF Direxion Daily 20+ Yr Tsy Bull ETFs	Q3 2019 Filed on Nov 12, 2019	100	$23.49 - $34.12 $2.35K - $3.41K
Ensco Rowan PLC	Q3 2019 Filed on Nov 12, 2019	4	N/A
ETF Ser Solutions	Q3 2019 Filed on Nov 12, 2019	70	N/A
BBC Bioshares Biotechnology ETFs	Q3 2019 Filed on Nov 12, 2019	150	$23.82 - $28.07 $3.57K - $4.21K
Finjan Hldgs Inc	Q3 2019 Filed on Nov 12, 2019	1,000	N/A
FBZ First Trust Brazil Alphadex Fu	Q3 2019 Filed on Nov 12, 2019	115	N/A

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