Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$112 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Nuveen Build Amer Bd Opptny	Q4 2018 Filed on Feb 12, 2019	542	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 12, 2019	71	N/A
Dbx ETF Tr	Q4 2018 Filed on Feb 12, 2019	285	N/A
Ddr Corp	Q4 2018 Filed on Feb 12, 2019	232	N/A
Etfs Palladium Tr	Q4 2018 Filed on Feb 12, 2019	100	N/A
Phh Corp	Q4 2018 Filed on Feb 12, 2019	5	N/A
Aac Hldgs Inc	Q4 2018 Filed on Feb 12, 2019	50	N/A
AADR Advisorshares Dorsey Wright Ad ETFs	Q4 2018 Filed on Feb 12, 2019	324	N/A
Aegean Marine Pete Network I	Q4 2018 Filed on Feb 12, 2019	5,000	N/A
Ag Mtg Invt Tr Inc	Q4 2018 Filed on Feb 12, 2019	700	N/A
Allianzgi Conv Income Fd Ii	Q4 2018 Filed on Feb 12, 2019	3,275	N/A
Apollo Invt Corp	Q4 2018 Filed on Feb 12, 2019	3,461	N/A
Atlantic Pwr Corp	Q4 2018 Filed on Feb 12, 2019	1,000	N/A
Babcock & Wilcox Enterpris I	Q4 2018 Filed on Feb 12, 2019	2	N/A
BH Biglari Holdings Inc. Consumer Cyclical	Q4 2018 Filed on Feb 12, 2019	5	$587.67 - $912.6 $2.94K - $4.56K
Camber Energy Inc	Q4 2018 Filed on Feb 12, 2019	3	N/A
GVAL Cambria Global Value ETF	Q4 2018 Filed on Feb 12, 2019	297	N/A
Canadian Solar Inc	Q4 2018 Filed on Feb 12, 2019	7,000	N/A
CHCI Comstock Holding Companies, Inc. Real Estate	Q4 2018 Filed on Feb 12, 2019	42	$1.67 - $2.67 $70.1 - $112
Credit Suisse Ag Nassau Brh	Q4 2018 Filed on Feb 12, 2019	300	N/A
DBVT Dbv Technologies S.A. Healthcare	Q4 2018 Filed on Feb 12, 2019	200	$5.75 - $21.85 $1.15K - $4.37K
Eyepoint Pharmaceuticals Inc	Q4 2018 Filed on Feb 12, 2019	2,750	N/A
Five Prime Therapeutics Inc	Q4 2018 Filed on Feb 12, 2019	3	N/A
Freds Inc	Q4 2018 Filed on Feb 12, 2019	52	N/A
Gabelli Conv&Incom Secs Fd I	Q4 2018 Filed on Feb 12, 2019	3,195	N/A
GORO Gold Resource Corp Basic Materials	Q4 2018 Filed on Feb 12, 2019	300	$3.69 - $6.28 $1.11K - $1.88K
HVT Haverty Furniture Companies Inc Consumer Cyclical	Q4 2018 Filed on Feb 12, 2019	59	$18.14 - $22.01 $1.07K - $1.3K
Invesco Exchng Traded Fd Tr	Q4 2018 Filed on Feb 12, 2019	1,499	N/A
LXU Lsb Industries, Inc. Basic Materials	Q4 2018 Filed on Feb 12, 2019	250	$4.05 - $7.57 $1.01K - $1.89K
Mitel Networks Corp	Q4 2018 Filed on Feb 12, 2019	117	N/A
Navios Maritime Acquis Corp	Q4 2018 Filed on Feb 12, 2019	1,000	N/A
Navistar Intl Corp New	Q4 2018 Filed on Feb 12, 2019	20	N/A
Nxt Id Inc	Q4 2018 Filed on Feb 12, 2019	450	N/A
OMEX Odyssey Marine Exploration Inc Industrials	Q4 2018 Filed on Feb 12, 2019	74	$3.33 - $8.35 $246 - $618
Oha Invt Corp	Q4 2018 Filed on Feb 12, 2019	100	N/A
OIS Oil States International, Inc Energy	Q4 2018 Filed on Feb 12, 2019	72	$13.63 - $34.12 $981 - $2.46K
PED Pedevco Corp Energy	Q4 2018 Filed on Feb 12, 2019	2,200	$0.53 - $2.19 $1.17K - $4.82K
Proshares Tr	Q4 2018 Filed on Feb 12, 2019	71	N/A
Proshares Tr Ii	Q4 2018 Filed on Feb 12, 2019	21	N/A
Scorpio Tankers Inc	Q4 2018 Filed on Feb 12, 2019	1,800	N/A
Seacor Holdings Inc	Q4 2018 Filed on Feb 12, 2019	19,000	N/A
SBSI Southside Bancshares Inc Financial Services	Q4 2018 Filed on Feb 12, 2019	12	$30.0 - $35.2 $360 - $422
State Auto Finl Corp	Q4 2018 Filed on Feb 12, 2019	28	N/A
Stonemor Partners L P	Q4 2018 Filed on Feb 12, 2019	200	N/A
SSKN Strata Skin Sciences, Inc. Healthcare	Q4 2018 Filed on Feb 12, 2019	110	$2.52 - $3.49 $277 - $384
TMDI Titan Medical Inc Healthcare	Q4 2018 Filed on Feb 12, 2019	13	$1.05 - $2.23 $13.7 - $29
Wageworks Inc	Q4 2018 Filed on Feb 12, 2019	1	N/A
CYB Wisdomtree Chinese Yuan Strate ETFs	Q4 2018 Filed on Feb 12, 2019	200	N/A
Advaxis Inc	Q3 2018 Filed on Nov 01, 2018	5,000	N/A
Bank Amer Corp	Q3 2018 Filed on Nov 01, 2018	800	N/A

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