Northwestern Mutual Wealth Management CO Closed Holding Positions

Northwestern Mutual Wealth Management CO

$112 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Glowpoint Inc	Q3 2018 Filed on Nov 01, 2018	3,000	N/A
Pershing Gold Corp	Q3 2018 Filed on Nov 01, 2018	3,000	N/A
SHIIY Sinopec Shanghai Ads (1 Oo Clh)	Q3 2018 Filed on Nov 01, 2018	158	N/A
XTNT Xtant Medical Holdings, Inc. Healthcare	Q3 2018 Filed on Nov 01, 2018	4,040	$3.85 - $6.2 $15.6K - $25K
1 St Constitution Bancorp	Q3 2018 Filed on Nov 01, 2018	1,050	N/A
Adamas Pharmaceuticals Inc	Q3 2018 Filed on Nov 01, 2018	19	N/A
Aerohive Networks Inc	Q3 2018 Filed on Nov 01, 2018	2,000	N/A
RIGS Riverfront Strategic Income Fd ETFs	Q3 2018 Filed on Nov 01, 2018	566	$24.33 - $24.68 $13.8K - $14K
Atyr Pharma Inc	Q3 2018 Filed on Nov 01, 2018	4,000	N/A
Auryn Res Inc	Q3 2018 Filed on Nov 01, 2018	2,000	N/A
Biodelivery Sciences Intl In	Q3 2018 Filed on Nov 01, 2018	185	N/A
Black Box Corp Del	Q3 2018 Filed on Nov 01, 2018	179	N/A
Blackrock Md Municipal Bond	Q3 2018 Filed on Nov 01, 2018	200	N/A
Blackrock Muni N Y Inter Dur	Q3 2018 Filed on Nov 01, 2018	200	N/A
Blackrock Ny Mun Income Tr I	Q3 2018 Filed on Nov 01, 2018	100	N/A
Blackrock Ny Municipal Bond	Q3 2018 Filed on Nov 01, 2018	100	N/A
Bojangles Inc	Q3 2018 Filed on Nov 01, 2018	300	N/A
China Fin Online CO LTD	Q3 2018 Filed on Nov 01, 2018	45	N/A
CIA Citizens, Inc. Financial Services	Q3 2018 Filed on Nov 01, 2018	1,092	$7.54 - $8.49 $8.23K - $9.27K
Civista Bancshares Inc	Q3 2018 Filed on Nov 01, 2018	1,000	N/A
Credit Suisse Ag Nassau Brh	Q3 2018 Filed on Nov 01, 2018	28	N/A
Cvr Refng LP	Q3 2018 Filed on Nov 01, 2018	1,400	N/A
Eaton Vance Calif Mun Bd Fd	Q3 2018 Filed on Nov 01, 2018	94	N/A
Eaton Vance Ma Muni Income T	Q3 2018 Filed on Nov 01, 2018	100	N/A
Eaton Vance Mass Mun Bd Fd	Q3 2018 Filed on Nov 01, 2018	200	N/A
Eaton Vance Mi Muni Income T	Q3 2018 Filed on Nov 01, 2018	200	N/A
Eaton Vance N J Mun Bd Fd	Q3 2018 Filed on Nov 01, 2018	142	N/A
Eaton Vance N Y Mun Bd Fd Ii	Q3 2018 Filed on Nov 01, 2018	200	N/A
Eaton Vance Nj Muni Income T	Q3 2018 Filed on Nov 01, 2018	423	N/A
Eaton Vance Ny Muni Income T	Q3 2018 Filed on Nov 01, 2018	27	N/A
Eaton Vance Oh Muni Income T	Q3 2018 Filed on Nov 01, 2018	100	N/A
Eaton Vance Ohio Municipal B	Q3 2018 Filed on Nov 01, 2018	100	N/A
Eaton Vance Pa Mun Bd Fd	Q3 2018 Filed on Nov 01, 2018	46	N/A
Eclipse Res Corp	Q3 2018 Filed on Nov 01, 2018	15,000	N/A
FAM First Trust/Aberdeen Global Opportunity Income Fund Financial Services	Q3 2018 Filed on Nov 01, 2018	300	$9.34 - $10.15 $2.8K - $3.05K
FMY First Trust Mortgage Income Fund Financial Services	Q3 2018 Filed on Nov 01, 2018	200	$13.2 - $13.5 $2.64K - $2.7K
GDL Gdl Fund Financial Services	Q3 2018 Filed on Nov 01, 2018	88	$9.08 - $9.3 $799 - $818
Global X Fds	Q3 2018 Filed on Nov 01, 2018	546	N/A
GSV Gold Standard Ventures Corp. Basic Materials	Q3 2018 Filed on Nov 01, 2018	1,000	$1.37 - $1.84 $1.37K - $1.84K
Horizons ETF Tr I	Q3 2018 Filed on Nov 01, 2018	384	N/A
Internap Corp	Q3 2018 Filed on Nov 01, 2018	7	N/A
Invesco Exchange Traded Fd T	Q3 2018 Filed on Nov 01, 2018	500	N/A
PSCC Invesco S&P Smallcap Consumer ETFs	Q3 2018 Filed on Nov 01, 2018	552	$80.37 - $85.94 $44.4K - $47.4K
VTN Invesco Trust For Investment Grade New York Municipals Financial Services	Q3 2018 Filed on Nov 01, 2018	100	$12.25 - $12.81 $1.23K - $1.28K
Ishares Tr	Q3 2018 Filed on Nov 01, 2018	66,165	N/A
Ja Solar Holdings CO LTD	Q3 2018 Filed on Nov 01, 2018	300	N/A
JPPYY Jupai Holdings LTD	Q3 2018 Filed on Nov 01, 2018	1,000	$8.18 - $19.54 $8.18K - $19.5K
Keryx Biopharmaceuticals Inc	Q3 2018 Filed on Nov 01, 2018	2,900	N/A
Latin Amern Discovery Fd Inc	Q3 2018 Filed on Nov 01, 2018	151	N/A
Mfs Calif Mun Fd	Q3 2018 Filed on Nov 01, 2018	100	N/A

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