Nuveen Asset Management, LLC Axt Inc Transaction History

Nuveen Asset Management, LLC

$345 Billion
Q3 2024

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2023 May 15, 2023	SELL	$3.51 - $6.48 $40,947 - $75,595	-11,666 Reduced 9.13%	116,103 $462,000
Q4 2022 Feb 14, 2023	SELL	$4.25 - $7.01 $84,290 - $139,029	-19,833 Reduced 13.44%	127,769 $560,000
Q3 2022 Nov 14, 2022	SELL	$5.7 - $9.74 $63,805 - $109,029	-11,194 Reduced 7.05%	147,602 $989,000
Q2 2022 Aug 15, 2022	BUY	$5.14 - $7.04 $9,509 - $13,024	1,850 Added 1.18%	158,796 $931,000
Q1 2022 May 16, 2022	SELL	$6.38 - $9.15 $12,415 - $17,805	-1,946 Reduced 1.22%	156,946 $1.12 Million
Q4 2021 Feb 14, 2022	SELL	$7.83 - $9.32 $70,313 - $83,693	-8,980 Reduced 5.35%	158,892 $1.22 Million
Q3 2021 Nov 12, 2021	BUY	$7.5 - $10.78 $24,772 - $35,606	3,303 Added 2.01%	167,872 $1.33 Million
Q2 2021 Aug 16, 2021	SELL	$8.71 - $12.41 $114,719 - $163,452	-13,171 Reduced 7.41%	164,569 $1.81 Million
Q1 2021 May 17, 2021	SELL	$9.83 - $15.37 $6,743 - $10,543	-686 Reduced 0.38%	177,740 $2.07 Million
Q4 2020 Feb 16, 2021	SELL	$5.56 - $10.82 $60,770 - $118,262	-10,930 Reduced 5.77%	178,426 $1.71 Million
Q3 2020 Nov 16, 2020	BUY	$4.45 - $6.12 $138,292 - $190,191	31,077 Added 19.63%	189,356 $1.16 Million
Q2 2020 Aug 14, 2020	BUY	$2.8 - $5.84 $39,911 - $83,243	14,254 Added 9.9%	158,279 $753,000
Q1 2020 May 14, 2020	SELL	$1.89 - $4.9 $2,458 - $6,374	-1,301 Reduced 0.9%	144,025 $462,000
Q4 2019 Feb 14, 2020	SELL	$2.72 - $4.35 $13,249 - $21,188	-4,871 Reduced 3.24%	145,326 $632,000
Q3 2019 Nov 14, 2019	SELL	$3.29 - $4.35 $29,527 - $39,041	-8,975 Reduced 5.64%	150,197 $535,000
Q2 2019 Aug 15, 2019	BUY	$3.57 - $5.78 $568,244 - $920,014	159,172 New	159,172 $631,000

Others Institutions Holding AXTI

# of Institutions

Shares Held

19.7M

Call Options Held

49.2K

Put Options Held

14.7K

Vanguard Group Inc Valley Forge, PA

2.3M
Shares

$4.52 Million
0.0% of portfolio
Needham Investment Management LLC New York, NY

1.54M
Shares

$3.04 Million
0.3% of portfolio
Systematic Financial Management LP Teaneck, NJ

1.48M
Shares

$2.91 Million
0.09% of portfolio
Pacific Ridge Capital Partners, LLC Lake Oswego, OR

1.17M
Shares

$2.31 Million
0.72% of portfolio
Dimensional Fund Advisors LP Austin, TX

1M
Shares

$1.97 Million
0.0% of portfolio

View Full List

About AXT INC

Ticker AXTI
Exchange NASDAQ
Sector Technology
Industry Semiconductor Equipment & Materials
Shares Outstandng 43,059,500
Market Cap $84.8M
Description
AXT, Inc. designs, develops, manufactures, and distributes compound and single element semiconductor substrates. It produces semiconductor substrates using its proprietary vertical gradient freeze technology. The company offers indium phosphide for use in data center connectivity using light/lasers, 5G communications, fiber optic lasers and dete...

More about AXTI

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