Nuveen Asset Management, LLC Nuveen Esg Mid Cap Growth ETF Transaction History

Nuveen Asset Management, LLC

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2019 Feb 14, 2020	SELL	$31.62 - $35.49 $9.49 Million - $10.6 Million	-300,000 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$32.43 - $33.43 $9.73 Million - $10 Million	-300,000 Reduced 50.0%	300,000 $9.82 Million
Q2 2019 Aug 15, 2019	SELL	N/A	-450,000 Reduced 42.86%	600,000 $20.2 Million
Q1 2019 May 14, 2019	SELL	N/A	-154,500 Reduced 12.83%	1,050,000 $32.9 Million
Q3 2018 Nov 13, 2018	BUY	N/A	1,204,500 New	1,204,500 $41.3 Million

131

8.16M

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