Nuveen Asset Management, LLC Nuveen Esg Mid Cap Value ETF Transaction History

Nuveen Asset Management, LLC

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2019 Feb 14, 2020	SELL	$28.03 - $30.92 $18.2 Million - $20.1 Million	-650,000 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$28.75 - $29.26 $10.1 Million - $10.2 Million	-350,000 Reduced 35.0%	650,000 $18.9 Million
Q2 2019 Aug 15, 2019	SELL	N/A	-200,000 Reduced 16.67%	1,000,000 $28.5 Million
Q1 2019 May 14, 2019	SELL	N/A	-50,400 Reduced 4.03%	1,200,000 $32.7 Million
Q3 2018 Nov 13, 2018	BUY	N/A	1,250,400 New	1,250,400 $35.9 Million

126

10.4M

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