Nuveen Asset Management, LLC B. Riley Financial, Inc. Transaction History

Nuveen Asset Management, LLC

$345 Billion
Q3 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Aug 09, 2024	SELL	$17.29 - $38.55 $265,487 - $591,935	-15,355 Reduced 15.84%	81,561 $1.44 Million
Q1 2024 May 13, 2024	BUY	$15.2 - $25.38 $1.18 Million - $1.98 Million	77,937 Added 410.65%	96,916 $2.05 Million
Q4 2023 Feb 14, 2024	SELL	$17.9 - $43.1 $5.72 Million - $13.8 Million	-319,649 Reduced 94.4%	18,979 $398,000
Q3 2023 Nov 14, 2023	BUY	$39.99 - $59.13 $3.84 Million - $5.67 Million	95,903 Added 39.51%	338,628 $13.9 Million
Q2 2023 Aug 14, 2023	SELL	$25.27 - $46.62 $112,173 - $206,946	-4,439 Reduced 1.8%	242,725 $11.2 Million
Q1 2023 May 15, 2023	BUY	$26.96 - $46.57 $2.06 Million - $3.56 Million	76,408 Added 44.75%	247,164 $7.02 Million
Q4 2022 Feb 14, 2023	BUY	$31.88 - $46.84 $848,422 - $1.25 Million	26,613 Added 18.46%	170,756 $5.84 Million
Q3 2022 Nov 14, 2022	SELL	$24.81 - $53.9 $62,893 - $136,636	-2,535 Reduced 1.73%	144,143 $6.42 Million
Q2 2022 Aug 15, 2022	BUY	$42.25 - $70.05 $156,240 - $259,044	3,698 Added 2.59%	146,678 $6.2 Million
Q1 2022 May 16, 2022	SELL	$55.73 - $87.27 $1.67 Million - $2.62 Million	-30,015 Reduced 17.35%	142,980 $9.9 Million
Q4 2021 Feb 14, 2022	SELL	$58.94 - $89.05 $436,332 - $659,237	-7,403 Reduced 4.1%	172,995 $15.4 Million
Q3 2021 Nov 12, 2021	SELL	$56.49 - $77.51 $165,798 - $227,491	-2,935 Reduced 1.6%	180,398 $10.7 Million
Q2 2021 Aug 16, 2021	SELL	$56.91 - $76.5 $1.76 Million - $2.36 Million	-30,914 Reduced 14.43%	183,333 $13.8 Million
Q1 2021 May 17, 2021	SELL	$43.34 - $66.25 $3.41 Million - $5.22 Million	-78,737 Reduced 26.87%	214,247 $12.1 Million
Q4 2020 Feb 16, 2021	BUY	$24.67 - $44.52 $5.12 Million - $9.24 Million	207,511 Added 242.78%	292,984 $13 Million
Q3 2020 Nov 16, 2020	BUY	$21.29 - $27.4 $18,245 - $23,481	857 Added 1.01%	85,473 $2.14 Million
Q2 2020 Aug 14, 2020	BUY	$16.04 - $23.5 $127,277 - $186,472	7,935 Added 10.35%	84,616 $1.84 Million
Q1 2020 May 14, 2020	BUY	$14.62 - $27.96 $6,125 - $11,715	419 Added 0.55%	76,681 $1.41 Million
Q4 2019 Feb 14, 2020	SELL	$22.2 - $29.7 $48,484 - $64,864	-2,184 Reduced 2.78%	76,262 $1.92 Million
Q3 2019 Nov 14, 2019	SELL	$18.34 - $25.1 $11,902 - $16,289	-649 Reduced 0.82%	78,446 $1.85 Million
Q2 2019 Aug 15, 2019	BUY	$16.99 - $21.13 $1.34 Million - $1.67 Million	79,095 New	79,095 $1.65 Million

Others Institutions Holding RILY

# of Institutions

155

Shares Held

9.41M

Call Options Held

3.34M

Put Options Held

5.63M

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About B. Riley Financial, Inc.

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $134M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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