Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

$340 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Landmark Infrastructure LP	Q2 2019 Filed on Aug 15, 2019	10,041	N/A
Medequities Rlty Tr Inc	Q2 2019 Filed on Aug 15, 2019	1,052,283	N/A
Spdr Bloomberg Barclays High Yield Bond ETF	Q2 2019 Filed on Aug 15, 2019	273,276	N/A
NULV Nuveen Esg Large Cap Value ETF ETFs	Q2 2019 Filed on Aug 15, 2019	750,000	N/A
NUSC Nuveen Esg Small Cap ETF ETFs	Q2 2019 Filed on Aug 15, 2019	725,000	N/A
Encana Corp	Q2 2019 Filed on Aug 15, 2019	477,754	N/A
Tier Reit Inc	Q2 2019 Filed on Aug 15, 2019	129,826	N/A
Antero Midstream Partners LP	Q1 2019 Filed on May 14, 2019	12,479	N/A
Apartment Invt & Mgmt CO	Q1 2019 Filed on May 14, 2019	38,236	N/A
Dominion Energy Midstrm Prtn	Q1 2019 Filed on May 14, 2019	21,423	N/A
Ensco PLC	Q1 2019 Filed on May 14, 2019	17,021	N/A
Eqgp Holdings LP	Q1 2019 Filed on May 14, 2019	10,465	N/A
Imperva Inc	Q1 2019 Filed on May 14, 2019	17,892	N/A
Newfield Expl CO	Q1 2019 Filed on May 14, 2019	106,030	N/A
Quantenna Communications Inc	Q1 2019 Filed on May 14, 2019	14,015	N/A
Transcanada Corp	Q1 2019 Filed on May 14, 2019	278,735	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 14, 2019	13,095	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 14, 2019	27,456	N/A
Valero Energy Partners LP	Q1 2019 Filed on May 14, 2019	13,875	N/A
Western Gas Equity Partners	Q1 2019 Filed on May 14, 2019	8,436	N/A
Loxo Oncology Inc	Q1 2019 Filed on May 14, 2019	8,831	N/A
AUTL Autolus Therapeutics PLC Healthcare	Q1 2019 Filed on May 14, 2019	28,267	$24.38 - $34.71 $689K - $981K
Sendgrid Inc	Q1 2019 Filed on May 14, 2019	45,005	N/A
IWC Russell Micro Cap ETF ETFs	Q1 2019 Filed on May 14, 2019	22,400	$82.53 - $97.19 $1.85M - $2.18M
IYH Ishares Tr ETFs	Q1 2019 Filed on May 14, 2019	24,000	$174.36 - $196.3 $4.18M - $4.71M
SCHA Schwab Strategic Tr Us Small C ETFs	Q1 2019 Filed on May 14, 2019	7,257	N/A
Aetna Inc New	Q4 2018 Filed on Feb 14, 2019	54,837	N/A
Amerigas Partners L P	Q4 2018 Filed on Feb 14, 2019	50,924	N/A
Andeavor	Q4 2018 Filed on Feb 14, 2019	3,311	N/A
AZUL Azul Sa Industrials	Q4 2018 Filed on Feb 14, 2019	249,475	$16.96 - $27.7 $4.23M - $6.91M
Blackrock Muniholdngs Qlty I	Q4 2018 Filed on Feb 14, 2019	34,869	N/A
MYI Blackrock Muniyield Quality Fund Iii, Inc. Financial Services	Q4 2018 Filed on Feb 14, 2019	49,883	$11.56 - $12.07 $577K - $602K
Brookfield Ppty Partners L P	Q4 2018 Filed on Feb 14, 2019	77,010	N/A
Ca Inc	Q4 2018 Filed on Feb 14, 2019	8,076	N/A
Cigna Corporation	Q4 2018 Filed on Feb 14, 2019	407,772	N/A
Enbridge Energy Partners L P	Q4 2018 Filed on Feb 14, 2019	33,131	N/A
Energy Transfer Partners LP	Q4 2018 Filed on Feb 14, 2019	24,145	N/A
Express Scripts Hldg CO	Q4 2018 Filed on Feb 14, 2019	382,227	N/A
Gramercy Ppty Tr	Q4 2018 Filed on Feb 14, 2019	206,363	N/A
Invesco Dynamic Cr Opp Fd	Q4 2018 Filed on Feb 14, 2019	76,500	N/A
Investors Real Estate Tr	Q4 2018 Filed on Feb 14, 2019	1,305,043	N/A
Kinder Morgan Inc Del	Q4 2018 Filed on Feb 14, 2019	433,493	N/A
Lasalle Hotel Pptys	Q4 2018 Filed on Feb 14, 2019	36,789	N/A
Michael Kors Hldgs LTD	Q4 2018 Filed on Feb 14, 2019	137,739	N/A
Mindbody Inc	Q4 2018 Filed on Feb 14, 2019	30,514	N/A
PFL Pimco Income Strategy Fund Financial Services	Q4 2018 Filed on Feb 14, 2019	59,500	$10.23 - $11.9 $609K - $708K
PHD Pioneer Floating Rate Fund, Inc. Financial Services	Q4 2018 Filed on Feb 14, 2019	58,036	$9.68 - $11.03 $562K - $640K
Praxair Inc	Q4 2018 Filed on Feb 14, 2019	73,378	N/A
Ramco Gershenson Pptys Tr	Q4 2018 Filed on Feb 14, 2019	314,642	N/A
Rockwell Collins Inc	Q4 2018 Filed on Feb 14, 2019	5,017	N/A

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