Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

  • $340 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Versum Matls Inc
Q4 2019 Filed on Feb 14, 2020
321,984
N/A
NUMG
Nuveen Esg Mid Cap Growth ETF

ETFs
Q4 2019 Filed on Feb 14, 2020
300,000
$31.62 - $35.49 $9.49M - $10.6M
NUMV
Nuveen Esg Mid Cap Value ETF

ETFs
Q4 2019 Filed on Feb 14, 2020
650,000
$28.03 - $30.92 $18.2M - $20.1M
Carbon Black Inc
Q4 2019 Filed on Feb 14, 2020
534,345
N/A
Whiting Pete Corp New
Q4 2019 Filed on Feb 14, 2020
1,500,000
N/A
Alder Biopharmaceuticals Inc
Q4 2019 Filed on Feb 14, 2020
280,066
N/A
Avedro Inc
Q4 2019 Filed on Feb 14, 2020
43,615
N/A
Bbva Banco Frances S A
Q4 2019 Filed on Feb 14, 2020
98,542
N/A
Bright Sphere Investment Group PLC
Q4 2019 Filed on Feb 14, 2020
966,417
N/A
C&J Energy Svcs Inc New
Q4 2019 Filed on Feb 14, 2020
1,026,680
N/A
CGC
Canopy Growth Corp

Healthcare
Q4 2019 Filed on Feb 14, 2020
457,194
$14.22 - $23.38 $6.5M - $10.7M
Carbonite Inc
Q4 2019 Filed on Feb 14, 2020
121,516
N/A
Career Education Corp
Q4 2019 Filed on Feb 14, 2020
1,474,926
N/A
CHRA
Charah Solutions, Inc.

Industrials
Q4 2019 Filed on Feb 14, 2020
33,397
$1.79 - $2.49 $59.8K - $83.2K
Cimpress N V
Q4 2019 Filed on Feb 14, 2020
1,248,108
N/A
Cision LTD
Q4 2019 Filed on Feb 14, 2020
504,969
N/A
Corindus Vascular Robotics I
Q4 2019 Filed on Feb 14, 2020
743,512
N/A
CRESY
Cresud Inc

Industrials
Q4 2019 Filed on Feb 14, 2020
14,300
$4.09 - $7.66 $58.5K - $110K
CYCN
Cyclerion Therapeutics, Inc.

Healthcare
Q4 2019 Filed on Feb 14, 2020
91,831
$1.8 - $13.43 $165K - $1.23M
Dean Foods CO New
Q4 2019 Filed on Feb 14, 2020
2,553,632
N/A
Dova Pharmaceuticals Inc
Q4 2019 Filed on Feb 14, 2020
34,720
N/A
Exela Technologies Inc
Q4 2019 Filed on Feb 14, 2020
182,318
N/A
Fang Holdings LTD
Q4 2019 Filed on Feb 14, 2020
19,639
N/A
Genomic Health Inc
Q4 2019 Filed on Feb 14, 2020
371,403
N/A
Harborone Bancorp Inc
Q4 2019 Filed on Feb 14, 2020
61,865
N/A
International Speedway Corp
Q4 2019 Filed on Feb 14, 2020
144,809
N/A
Isramco Inc
Q4 2019 Filed on Feb 14, 2020
1,809
N/A
JMIA
Jumia Technologies Ag

Consumer Cyclical
Q4 2019 Filed on Feb 14, 2020
89,958
$5.28 - $8.36 $475K - $752K
Keane Group Inc
Q4 2019 Filed on Feb 14, 2020
2,393,156
N/A
Lending Club Corp
Q4 2019 Filed on Feb 14, 2020
294,471
N/A
Medidata Solutions Inc
Q4 2019 Filed on Feb 14, 2020
337,196
N/A
Monotype Imaging Holdings In
Q4 2019 Filed on Feb 14, 2020
231,617
N/A
New Media Invt Group Inc
Q4 2019 Filed on Feb 14, 2020
337,534
N/A
Nrc Group Hldgs Corp
Q4 2019 Filed on Feb 14, 2020
25,411
N/A
Old Line Bancshares Inc
Q4 2019 Filed on Feb 14, 2020
55,481
N/A
Oritani Finl Corp Del
Q4 2019 Filed on Feb 14, 2020
165,705
N/A
Pareteum Corp
Q4 2019 Filed on Feb 14, 2020
503,697
N/A
Ppdai Group Inc
Q4 2019 Filed on Feb 14, 2020
37,100
N/A
Presidio Inc
Q4 2019 Filed on Feb 14, 2020
235,748
N/A
Restorbio Inc
Q4 2019 Filed on Feb 14, 2020
40,097
N/A
Rise Ed Cayman LTD
Q4 2019 Filed on Feb 14, 2020
12,400
N/A
Roan Res Inc
Q4 2019 Filed on Feb 14, 2020
81,431
N/A
Rudolph Technologies Inc
Q4 2019 Filed on Feb 14, 2020
146,606
N/A
Semgroup Corp
Q4 2019 Filed on Feb 14, 2020
482,857
N/A
Ship Finance International L
Q4 2019 Filed on Feb 14, 2020
347,008
N/A
SIEB
Siebert Financial Corp

Financial Services
Q4 2019 Filed on Feb 14, 2020
10,249
$8.37 - $11.6 $85.8K - $119K
Sothebys
Q4 2019 Filed on Feb 14, 2020
146,553
N/A
Spark Therapeutics Inc
Q4 2019 Filed on Feb 14, 2020
164,745
N/A
Spirit Mta Reit
Q4 2019 Filed on Feb 14, 2020
63,650
N/A
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