Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

  • $345 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
SGTX
Sigilon Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
22,624
$0.74 - $1.64 $16.7K - $37.1K
TLIS
Talis Biomedical Corp

Healthcare
Q2 2022 Filed on Aug 15, 2022
53,809
$0.81 - $1.44 $43.6K - $77.5K
NMTR
9 Meters Biopharma, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
2,114,241
$0.26 - $0.64 $550K - $1.35M
UAVS
Ag Eagle Aerial Systems Inc.

Technology
Q2 2022 Filed on Aug 15, 2022
296,556
$0.58 - $1.19 $172K - $353K
AMPE
Ampio Pharmaceuticals, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
481,934
$0.16 - $0.47 $77.1K - $227K
AQB
Aqua Bounty Technologies, Inc.

Consumer Defensive
Q2 2022 Filed on Aug 15, 2022
526,875
$1.18 - $2.04 $622K - $1.07M
FUV
Arcimoto Inc

Consumer Cyclical
Q2 2022 Filed on Aug 15, 2022
85,838
$3.08 - $6.36 $264K - $546K
ASXC
Asensus Surgical, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
1,109,490
$0.37 - $0.61 $411K - $677K
BTCM
Bit Mining LTD

Technology
Q2 2022 Filed on Aug 15, 2022
37,400
$0.6 - $3.0 $22.4K - $112K
BTX
Brooklyn Immuno Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
105,176
$0.48 - $2.03 $50.5K - $214K
CANG
Cango Inc.

Consumer Cyclical
Q2 2022 Filed on Aug 15, 2022
39,300
$2.25 - $3.64 $88.4K - $143K
LOTZ
Car Lotz, Inc.

Consumer Cyclical
Q2 2022 Filed on Aug 15, 2022
280,109
$0.39 - $1.37 $109K - $384K
CSSE
Chicken Soup For The Soul Entertainment, Inc.

Communication Services
Q2 2022 Filed on Aug 15, 2022
34,829
$5.12 - $12.7 $178K - $442K
CLNN
Clene Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
25,118
$2.1 - $4.12 $52.7K - $103K
CURI
Curiosity Stream Inc.

Communication Services
Q2 2022 Filed on Aug 15, 2022
85,422
$1.47 - $3.05 $126K - $261K
CRIS
Curis Inc

Healthcare
Q2 2022 Filed on Aug 15, 2022
555,882
$0.71 - $2.43 $395K - $1.35M
EMKR
Emcore Corp

Technology
Q2 2022 Filed on Aug 15, 2022
228,173
$3.07 - $3.72 $700K - $849K
FBRX
Forte Biosciences, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
40,355
$1.07 - $1.55 $43.2K - $62.6K
GMTX
Gemini Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
80,679
$1.22 - $1.73 $98.4K - $140K
GNUS
Genius Brands International, Inc.

Communication Services
Q2 2022 Filed on Aug 15, 2022
1,084,120
$0.53 - $1.05 $575K - $1.14M
Golden Nugget Online Gamin
Q2 2022 Filed on Aug 15, 2022
107,384
N/A
GTBP
Gt Biopharma, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
70,868
$1.64 - $3.11 $116K - $220K
HOFV
Hall Of Fame Resort & Entertainment CO

Communication Services
Q2 2022 Filed on Aug 15, 2022
182,630
$0.54 - $1.16 $98.6K - $212K
HGEN
Humanigen, Inc

Healthcare
Q2 2022 Filed on Aug 15, 2022
492,933
$1.76 - $3.33 $868K - $1.64M
HYRE
Hyre Car Inc.

Industrials
Q2 2022 Filed on Aug 15, 2022
55,388
$0.61 - $2.53 $33.8K - $140K
INFI
Infinity Pharmaceuticals, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
525,036
$0.49 - $1.2 $257K - $630K
KOPN
Kopin Corp

Technology
Q2 2022 Filed on Aug 15, 2022
587,119
$1.04 - $2.57 $611K - $1.51M
MDVL
Med Avail Holdings, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
18,601
$0.86 - $3.03 $16K - $56.4K
MMAT
Meta Materials Inc.

Technology
Q2 2022 Filed on Aug 15, 2022
570,408
$1.03 - $1.97 $588K - $1.12M
MILE
Metromile, Inc.
Q2 2022 Filed on Aug 15, 2022
338,963
$0.76 - $1.44 $258K - $488K
ONCT
Oncternal Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
229,354
$0.7 - $1.56 $161K - $358K
ORMP
Oramed Pharmaceuticals Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
154,729
$3.72 - $9.0 $576K - $1.39M
RMO
Romeo Power, Inc.

Consumer Cyclical
Q2 2022 Filed on Aug 15, 2022
415,342
$0.45 - $1.68 $187K - $698K
SEEL
Seelos Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
232,591
$0.51 - $0.93 $119K - $216K
SESN
Sesen Bio, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
526,431
$0.38 - $0.89 $200K - $469K
SFT
Shift Technologies, Inc.

Consumer Cyclical
Q2 2022 Filed on Aug 15, 2022
336,610
$0.61 - $2.29 $205K - $771K
Soc Telemed Inc
Q2 2022 Filed on Aug 15, 2022
110,469
N/A
SURF
Surface Oncology, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
113,312
$1.42 - $3.15 $161K - $357K
Tonix Pharmaceuticals Hldg C
Q2 2022 Filed on Aug 15, 2022
1,297,464
N/A
TRVN
Trevena Inc

Healthcare
Q2 2022 Filed on Aug 15, 2022
514,269
$0.2 - $0.5 $103K - $257K
VIRX
Viracta Therapeutics, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
143,473
$1.87 - $5.0 $268K - $717K
SPRU
Spruce Pwr Hldg Corp Com
Q2 2022 Filed on Aug 15, 2022
676,455
N/A
YELL
Yellow Corp

Industrials
Q2 2022 Filed on Aug 15, 2022
270,570
$2.83 - $6.31 $766K - $1.71M
ZY
Zymergen Inc.

Basic Materials
Q2 2022 Filed on Aug 15, 2022
61,233
$1.12 - $3.03 $68.6K - $186K
ADN
Advent Technologies Holdings, Inc.

Utilities
Q2 2022 Filed on Aug 15, 2022
40,350
$1.16 - $3.99 $46.8K - $161K
BEEM
Beam Global

Technology
Q2 2022 Filed on Aug 15, 2022
34,015
$12.69 - $25.37 $432K - $863K
BDSX
Biodesix Inc

Healthcare
Q2 2022 Filed on Aug 15, 2022
19,512
$1.32 - $2.12 $25.8K - $41.4K
FNCH
Finch Therapeutics Group, Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
12,002
$1.91 - $5.11 $22.9K - $61.3K
FORA
Forian Inc.

Healthcare
Q2 2022 Filed on Aug 15, 2022
29,305
$2.84 - $6.75 $83.2K - $198K
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