Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

$345 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Zix Corp	Q4 2021 Filed on Feb 14, 2022	195,830	N/A
Misonix Inc	Q4 2021 Filed on Feb 14, 2022	49,667	N/A
Medallia Inc	Q4 2021 Filed on Feb 14, 2022	322,411	N/A
Soliton Inc	Q4 2021 Filed on Feb 14, 2022	23,343	N/A
BBAR Banco Bbva Argentina S.A. Financial Services	Q4 2021 Filed on Feb 14, 2022	77,411	$2.82 - $4.36 $218K - $338K
SY So Young International Inc. Healthcare	Q4 2021 Filed on Feb 14, 2022	22,500	$2.95 - $4.83 $66.4K - $109K
Ppd Inc	Q4 2021 Filed on Feb 14, 2022	580,099	N/A
Contango Oil & Gas CO	Q4 2021 Filed on Feb 14, 2022	450,812	N/A
KERN Akerna Corp. Healthcare	Q4 2021 Filed on Feb 14, 2022	43,927	N/A
Exone CO	Q4 2021 Filed on Feb 14, 2022	67,945	N/A
TLRY Tilray Brands, Inc. Healthcare	Q4 2021 Filed on Feb 14, 2022	145,051	$7.03 - $13.03 $1.02M - $1.89M
Altabancorp	Q4 2021 Filed on Feb 14, 2022	71,812	N/A
GHG Green Tree Hospitality Group Ltd. Consumer Cyclical	Q4 2021 Filed on Feb 14, 2022	17,128	$7.17 - $9.01 $123K - $154K
Surgalign Holdings Inc	Q4 2021 Filed on Feb 14, 2022	162,222	N/A
8 X8 Inc New	Q4 2021 Filed on Feb 14, 2022	5,000,000	N/A
Vereit Inc	Q4 2021 Filed on Feb 14, 2022	1,296,416	N/A
Sk Telecom LTD	Q4 2021 Filed on Feb 14, 2022	1,055,315	N/A
Bloomin Brands Inc	Q4 2021 Filed on Feb 14, 2022	7,052,000	N/A
17 Ed & Technology Group Inc	Q4 2021 Filed on Feb 14, 2022	80,200	N/A
Extraction Oil & Gas Inc	Q4 2021 Filed on Feb 14, 2022	58,715	N/A
OTLY Oatly Group Ab Consumer Defensive	Q4 2021 Filed on Feb 14, 2022	1,624,979	$7.61 - $14.87 $12.4M - $24.2M
Vine Energy Inc	Q4 2021 Filed on Feb 14, 2022	222,105	N/A
Alteryx Inc	Q4 2021 Filed on Feb 14, 2022	7,500,000	N/A
Bigcommerce Hldgs Inc	Q4 2021 Filed on Feb 14, 2022	12,500,000	N/A
Blackstone Mortgage Trust In	Q4 2021 Filed on Feb 14, 2022	4,000,000	N/A
Booking Holdings Inc	Q4 2021 Filed on Feb 14, 2022	4,000,000	N/A
Iqiyi Inc	Q4 2021 Filed on Feb 14, 2022	7,000,000	N/A
Vonage Hldgs Corp	Q4 2021 Filed on Feb 14, 2022	8,522,000	N/A
AFRM Affirm Holdings, Inc. Technology	Q4 2021 Filed on Feb 14, 2022	53,600	$97.37 - $168.52 $5.22M - $9.03M
Alexion Pharmaceuticals Inc	Q3 2021 Filed on Nov 12, 2021	715,115	N/A
BIP Brookfield Infrastructure Partners L.P. Utilities	Q3 2021 Filed on Nov 12, 2021	50,256	$35.93 - $38.65 $1.81M - $1.94M
General Electric CO	Q3 2021 Filed on Nov 12, 2021	19,015,457	N/A
L Brands Inc	Q3 2021 Filed on Nov 12, 2021	703,490	N/A
MERC Mercer International Inc. Basic Materials	Q3 2021 Filed on Nov 12, 2021	66,321	$10.86 - $12.68 $720K - $841K
Proofpoint Inc	Q3 2021 Filed on Nov 12, 2021	370,971	N/A
Qts Rlty Tr Inc	Q3 2021 Filed on Nov 12, 2021	1,173,414	N/A
USCR U.S. Concrete, Inc. Basic Materials	Q3 2021 Filed on Nov 12, 2021	234,696	N/A
Weingarten Rlty Invs	Q3 2021 Filed on Nov 12, 2021	862,168	N/A
Brookfield Ppty Reit Inc	Q3 2021 Filed on Nov 12, 2021	124,967	N/A
Maxim Integrated Prods Inc	Q3 2021 Filed on Nov 12, 2021	1,307,283	N/A
Grace W R & CO Del New	Q3 2021 Filed on Nov 12, 2021	238,559	N/A
At Home Group Inc	Q3 2021 Filed on Nov 12, 2021	536,414	N/A
Boston Private Finl Hldgs In	Q3 2021 Filed on Nov 12, 2021	506,328	N/A
Cerecor Inc	Q3 2021 Filed on Nov 12, 2021	345,167	N/A
Cincinnati Bell Inc New	Q3 2021 Filed on Nov 12, 2021	213,643	N/A
Constellation Pharmceticls I	Q3 2021 Filed on Nov 12, 2021	119,496	N/A
Coremark Hldg CO Inc	Q3 2021 Filed on Nov 12, 2021	407,767	N/A
First Choice Bancorp	Q3 2021 Filed on Nov 12, 2021	39,349	N/A
Knoll Inc	Q3 2021 Filed on Nov 12, 2021	215,149	N/A
LMNX Luminex Corporation Healthcare	Q3 2021 Filed on Nov 12, 2021	194,108	N/A

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