Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

  • $340 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Kindred Biosciences Inc
Q2 2021 Filed on Aug 16, 2021
154,713
N/A
LJPC
La Jolla Pharmaceutical CO

Healthcare
Q2 2021 Filed on Aug 16, 2021
146,256
$3.46 - $5.2 $506K - $761K
LCI
Lannett CO Inc

Healthcare
Q2 2021 Filed on Aug 16, 2021
156,969
$4.17 - $5.74 $655K - $901K
LFVN
Lifevantage Corp

Consumer Defensive
Q2 2021 Filed on Aug 16, 2021
118,572
$6.9 - $9.59 $818K - $1.14M
MRKR
Marker Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
192,574
$1.88 - $3.56 $362K - $686K
MNOV
Medicinova Inc

Healthcare
Q2 2021 Filed on Aug 16, 2021
184,474
$3.76 - $5.14 $694K - $948K
Minerva Neurosciences Inc
Q2 2021 Filed on Aug 16, 2021
122,679
N/A
Mts Sys Corp
Q2 2021 Filed on Aug 16, 2021
107,107
N/A
NXTC
Next Cure, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
66,544
$7.6 - $10.28 $506K - $684K
Nic Inc
Q2 2021 Filed on Aug 16, 2021
657,421
N/A
Odonate Therapeutics Inc
Q2 2021 Filed on Aug 16, 2021
10,990
N/A
OPBK
Op Bancorp

Financial Services
Q2 2021 Filed on Aug 16, 2021
23,534
$9.75 - $11.35 $229K - $267K
Pdl Cmnty Bancorp
Q2 2021 Filed on Aug 16, 2021
16,340
N/A
PHASQ
Phasebio Pharmaceuticals Inc C
Q2 2021 Filed on Aug 16, 2021
80,353
N/A
Pieris Pharmaceuticals Inc
Q2 2021 Filed on Aug 16, 2021
166,750
N/A
Pluralsight Inc
Q2 2021 Filed on Aug 16, 2021
517,646
N/A
PBIP
Prudential Bancorp, Inc.

Financial Services
Q2 2021 Filed on Aug 16, 2021
31,502
$13.53 - $14.91 $426K - $470K
SCTL
Societal Cdmo Inc Com

Healthcare
Q2 2021 Filed on Aug 16, 2021
114,953
N/A
RVSB
Riverview Bancorp Inc

Financial Services
Q2 2021 Filed on Aug 16, 2021
89,806
$6.47 - $7.35 $581K - $660K
SFE
Safeguard Scientifics Inc

Financial Services
Q2 2021 Filed on Aug 16, 2021
97,475
$6.03 - $7.76 $588K - $756K
Seacor Holdings Inc
Q2 2021 Filed on Aug 16, 2021
91,762
N/A
Select Bancorp Inc New
Q2 2021 Filed on Aug 16, 2021
33,166
N/A
Svmk Inc
Q2 2021 Filed on Aug 16, 2021
1,353,526
N/A
SNCR
Synchronoss Technologies Inc

Technology
Q2 2021 Filed on Aug 16, 2021
189,709
$2.42 - $3.87 $459K - $734K
Systemax Inc
Q2 2021 Filed on Aug 16, 2021
54,639
N/A
TEO
Telecom Argentina Sa

Communication Services
Q2 2021 Filed on Aug 16, 2021
160,613
$4.4 - $6.52 $707K - $1.05M
Territorial Bancorp Inc
Q2 2021 Filed on Aug 16, 2021
31,233
N/A
Trecora Res
Q2 2021 Filed on Aug 16, 2021
103,964
N/A
Tribune Pubg CO New
Q2 2021 Filed on Aug 16, 2021
78,070
N/A
Trustco Bk Corp N Y
Q2 2021 Filed on Aug 16, 2021
663,230
N/A
TYME
Tyme Technologies, Inc.
Q2 2021 Filed on Aug 16, 2021
426,196
$1.14 - $1.87 $486K - $797K
UBFO
United Security Bancshares

Financial Services
Q2 2021 Filed on Aug 16, 2021
42,185
$7.7 - $8.56 $325K - $361K
UBX
Unity Biotechnology, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
136,438
$4.15 - $6.3 $566K - $860K
Waddell & Reed Finl Inc
Q2 2021 Filed on Aug 16, 2021
271,929
N/A
WTRH
Waitr Holdings Inc.

Technology
Q2 2021 Filed on Aug 16, 2021
523,817
$1.78 - $2.87 $932K - $1.5M
Western Asset Mtg Cap Corp
Q2 2021 Filed on Aug 16, 2021
315,374
N/A
WNEB
Western New England Bancorp, Inc.

Financial Services
Q2 2021 Filed on Aug 16, 2021
94,725
$7.52 - $8.59 $712K - $814K
WHG
Westwood Holdings Group Inc

Financial Services
Q2 2021 Filed on Aug 16, 2021
36,385
$15.56 - $22.09 $566K - $804K
Xeris Pharmaceuticals Inc
Q2 2021 Filed on Aug 16, 2021
135,618
N/A
BPRN
Princeton Bancorp, Inc.

Financial Services
Q2 2021 Filed on Aug 16, 2021
7,179
$25.58 - $31.17 $184K - $224K
FCAP
First Capital Inc

Financial Services
Q2 2021 Filed on Aug 16, 2021
7,569
$42.62 - $51.14 $323K - $387K
FRAF
Franklin Financial Services Corp

Financial Services
Q2 2021 Filed on Aug 16, 2021
6,445
$29.63 - $31.95 $191K - $206K
Goodrich Pete Corp
Q2 2021 Filed on Aug 16, 2021
14,840
N/A
LOGC
Logic Bio Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
34,958
$4.03 - $7.57 $141K - $265K
Mackinac Finl Corp
Q2 2021 Filed on Aug 16, 2021
21,135
N/A
WRAP
Wrap Technologies, Inc.

Technology
Q2 2021 Filed on Aug 16, 2021
49,095
$4.68 - $9.39 $230K - $461K
GRFS
Grifols Sa

Healthcare
Q2 2021 Filed on Aug 16, 2021
141,671
$16.62 - $18.94 $2.35M - $2.68M
BEDU
Bright Scholar Education Holdings LTD

Consumer Defensive
Q2 2021 Filed on Aug 16, 2021
17,327
$3.76 - $5.98 $65.1K - $104K
Mechel Pao
Q2 2021 Filed on Aug 16, 2021
81,180
N/A
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