Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

  • $340 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
AAIC
Arlington Asset Investment Corp.

Real Estate
Q2 2021 Filed on Aug 16, 2021
253,728
$3.9 - $4.2 $990K - $1.07M
ASMB
Assembly Biosciences, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
211,554
$3.8 - $4.56 $804K - $965K
Atlantic Power Corp
Q2 2021 Filed on Aug 16, 2021
522,903
N/A
ALBT
Avalon Globocare Corp Com
Q2 2021 Filed on Aug 16, 2021
54,195
N/A
Bank Comm Hldgs
Q2 2021 Filed on Aug 16, 2021
71,559
N/A
Bankfinancial Corp
Q2 2021 Filed on Aug 16, 2021
78,348
N/A
BSGM
Bio Sig Technologies, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
78,965
$2.94 - $4.75 $232K - $375K
Bluegreen Vacations Corp
Q2 2021 Filed on Aug 16, 2021
12,203
N/A
Boingo Wireless Inc
Q2 2021 Filed on Aug 16, 2021
723,601
N/A
Calithera Biosciences Inc
Q2 2021 Filed on Aug 16, 2021
263,990
N/A
CLXT
Calyxt, Inc.

Consumer Defensive
Q2 2021 Filed on Aug 16, 2021
37,767
$3.83 - $6.31 $145K - $238K
Cantel Med Corp
Q2 2021 Filed on Aug 16, 2021
188,521
N/A
Cardtronics PLC
Q2 2021 Filed on Aug 16, 2021
138,852
N/A
Casi Pharmaceuticals Inc
Q2 2021 Filed on Aug 16, 2021
283,079
N/A
CEPU
Central Puerto S.A.

Utilities
Q2 2021 Filed on Aug 16, 2021
73,867
$1.92 - $2.79 $142K - $206K
CKPT
Checkpoint Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
250,179
$2.36 - $3.2 $590K - $801K
Chiasma Inc
Q2 2021 Filed on Aug 16, 2021
185,639
N/A
Colony Cap Inc New
Q2 2021 Filed on Aug 16, 2021
4,572,583
N/A
Colony Cr Real Estate Inc
Q2 2021 Filed on Aug 16, 2021
354,601
N/A
Community Bankers Tr Corp
Q2 2021 Filed on Aug 16, 2021
82,132
N/A
TCFC
Community Financial Corp

Financial Services
Q2 2021 Filed on Aug 16, 2021
15,921
$32.97 - $38.36 $525K - $611K
CNCE
Concert Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
277,611
$3.77 - $5.24 $1.05M - $1.45M
CRBP
Corbus Pharmaceuticals Holdings, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
253,115
$1.39 - $2.21 $352K - $559K
Cubic Corp
Q2 2021 Filed on Aug 16, 2021
252,101
N/A
ELOX
Eloxx Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
113,477
$1.35 - $3.36 $153K - $381K
Entercom Communications Corp
Q2 2021 Filed on Aug 16, 2021
494,299
N/A
ENZ
Enzo Biochem Inc

Healthcare
Q2 2021 Filed on Aug 16, 2021
215,319
$2.86 - $3.61 $616K - $777K
Evofem Biosciences Inc
Q2 2021 Filed on Aug 16, 2021
262,658
N/A
Extended Stay Amer Inc
Q2 2021 Filed on Aug 16, 2021
760,845
N/A
EXTN
Exterran Corp

Energy
Q2 2021 Filed on Aug 16, 2021
124,888
$2.87 - $5.45 $358K - $681K
FARM
Farmer Brothers CO

Consumer Defensive
Q2 2021 Filed on Aug 16, 2021
72,368
$8.4 - $12.74 $608K - $922K
Fbl Finl Group Inc
Q2 2021 Filed on Aug 16, 2021
45,189
N/A
FNHC
Fed Nat Holding CO

Financial Services
Q2 2021 Filed on Aug 16, 2021
45,874
$3.95 - $5.24 $181K - $240K
FNWB
First Northwest Bancorp

Financial Services
Q2 2021 Filed on Aug 16, 2021
37,583
$16.05 - $17.99 $603K - $676K
Five Prime Therapeutics Inc
Q2 2021 Filed on Aug 16, 2021
275,753
N/A
Flir Sys Inc
Q2 2021 Filed on Aug 16, 2021
507,184
N/A
FNCB
Fncb Bancorp, Inc.

Financial Services
Q2 2021 Filed on Aug 16, 2021
39,254
$6.93 - $7.8 $272K - $306K
GAIA
Gaia, Inc

Communication Services
Q2 2021 Filed on Aug 16, 2021
64,388
$10.1 - $13.67 $650K - $880K
General Fin Corp Del
Q2 2021 Filed on Aug 16, 2021
17,204
N/A
Genmark Diagnostics Inc
Q2 2021 Filed on Aug 16, 2021
656,928
N/A
Glu Mobile Inc
Q2 2021 Filed on Aug 16, 2021
1,383,573
N/A
GLYC
Glycomimetics Inc

Healthcare
Q2 2021 Filed on Aug 16, 2021
1,059,121
$2.16 - $3.18 $2.29M - $3.37M
GORO
Gold Resource Corp

Basic Materials
Q2 2021 Filed on Aug 16, 2021
323,127
$2.52 - $3.01 $814K - $973K
GSIT
Gsi Technology Inc

Technology
Q2 2021 Filed on Aug 16, 2021
307,101
$5.38 - $7.55 $1.65M - $2.32M
GTTNQ
Gtt Communications, Inc.

Communication Services
Q2 2021 Filed on Aug 16, 2021
130,790
$1.4 - $3.49 $183K - $456K
Hms Hldgs Corp
Q2 2021 Filed on Aug 16, 2021
580,921
N/A
HURC
Hurco Companies Inc

Industrials
Q2 2021 Filed on Aug 16, 2021
25,184
$33.75 - $37.72 $850K - $950K
Inphi Corp
Q2 2021 Filed on Aug 16, 2021
221,851
N/A
Intricon Corp
Q2 2021 Filed on Aug 16, 2021
45,252
N/A
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