Nuveen Asset Management, LLC Closed Holding Positions

Nuveen Asset Management, LLC

  • $340 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Richmond Mut Bancorporation
Q2 2021 Filed on Aug 16, 2021
58,243
N/A
Tcf Finl Corp
Q2 2021 Filed on Aug 16, 2021
1,105,757
N/A
1 St Constitution Bancorp
Q2 2021 Filed on Aug 16, 2021
14,226
N/A
APRE
Aprea Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
17,565
$4.05 - $5.5 $71.1K - $96.6K
AXLA
Axcella Health Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
64,749
$3.08 - $5.13 $199K - $332K
South Jersey Inds Inc
Q2 2021 Filed on Aug 16, 2021
13,769
N/A
STSA
Satsuma Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
35,379
$4.8 - $7.25 $170K - $256K
Agile Therapeutics Inc
Q2 2021 Filed on Aug 16, 2021
237,139
N/A
AGFS
Agro Fresh Solutions, Inc.

Consumer Defensive
Q2 2021 Filed on Aug 16, 2021
99,526
$2.01 - $2.37 $200K - $236K
Alaska Communications Sys Gr
Q2 2021 Filed on Aug 16, 2021
177,008
N/A
APT
Alpha Pro Tech LTD

Industrials
Q2 2021 Filed on Aug 16, 2021
54,560
$7.64 - $10.4 $417K - $567K
AGTC
Applied Genetic Technologies Corp

Healthcare
Q2 2021 Filed on Aug 16, 2021
867,592
$3.62 - $5.23 $3.14M - $4.54M
APTX
Aptinyx Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
187,156
$2.39 - $3.5 $447K - $655K
ARAV
Aravive, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
35,544
$4.65 - $6.42 $165K - $228K
AVEO
Aveo Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
73,349
$6.21 - $7.45 $455K - $546K
BCLI
Brainstorm Cell Therapeutics Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
121,375
$3.01 - $4.01 $365K - $487K
CBIO
Catalyst Biosciences, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
110,831
$4.1 - $5.33 $454K - $591K
CEMI
Chembio Diagnostics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
58,308
$2.88 - $5.64 $168K - $329K
CDTX
Cidara Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
197,517
$1.87 - $2.7 $369K - $533K
CODX
Co Diagnostics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
791,920
$7.16 - $9.56 $5.67M - $7.57M
CWBR
Coh Bar, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
77,605
$1.09 - $1.49 $84.6K - $116K
CFRX
Contrafect Corp

Healthcare
Q2 2021 Filed on Aug 16, 2021
84,104
$3.58 - $4.9 $301K - $412K
DYAI
Dyadic International Inc

Healthcare
Q2 2021 Filed on Aug 16, 2021
66,368
$3.35 - $5.67 $222K - $376K
ETON
Eton Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
37,204
$5.71 - $8.85 $212K - $329K
Exicure Inc
Q2 2021 Filed on Aug 16, 2021
251,754
N/A
ALR
Aleris Life Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
80,449
$4.7 - $6.53 $378K - $525K
GNSS
Genasys Inc.

Technology
Q2 2021 Filed on Aug 16, 2021
122,206
$5.05 - $7.43 $617K - $908K
GNPX
Genprex, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
400,932
$3.11 - $4.87 $1.25M - $1.95M
IDN
Intellicheck, Inc.

Technology
Q2 2021 Filed on Aug 16, 2021
151,128
$7.18 - $10.08 $1.09M - $1.52M
LAKE
Lakeland Industries Inc

Consumer Cyclical
Q2 2021 Filed on Aug 16, 2021
33,513
$21.34 - $29.31 $715K - $982K
MHH
Mastech Digital, Inc.

Industrials
Q2 2021 Filed on Aug 16, 2021
35,797
$14.33 - $18.07 $513K - $647K
MLSS
Milestone Scientific Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
198,805
$1.93 - $3.72 $384K - $740K
Nesco Hldgs Inc
Q2 2021 Filed on Aug 16, 2021
31,375
N/A
NBSE
Neu Base Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
93,911
$4.63 - $7.34 $435K - $689K
NYMX
Nymox Pharmaceutical Corp

Healthcare
Q2 2021 Filed on Aug 16, 2021
153,866
$1.46 - $2.48 $225K - $382K
ORGS
Orgenesis Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
89,545
$4.19 - $5.88 $375K - $527K
OESX
Orion Energy Systems, Inc.

Industrials
Q2 2021 Filed on Aug 16, 2021
82,461
$5.4 - $7.17 $445K - $591K
RVLP
Rvl Pharmaceuticals PLC

Healthcare
Q2 2021 Filed on Aug 16, 2021
87,228
$2.8 - $3.78 $244K - $330K
PCTI
Pc Tel Inc

Technology
Q2 2021 Filed on Aug 16, 2021
92,073
$6.46 - $7.08 $595K - $652K
PXLW
Pixelworks, Inc

Technology
Q2 2021 Filed on Aug 16, 2021
93,250
$2.84 - $3.77 $265K - $352K
REFR
Research Frontiers Inc

Technology
Q2 2021 Filed on Aug 16, 2021
103,009
$2.05 - $3.03 $211K - $312K
Resonant Inc
Q2 2021 Filed on Aug 16, 2021
314,119
N/A
SEAC
Seachange International Inc

Technology
Q2 2021 Filed on Aug 16, 2021
121,438
$1.0 - $1.64 $121K - $199K
SREV
Servicesource International, Inc.
Q2 2021 Filed on Aug 16, 2021
271,905
$1.14 - $1.51 $310K - $411K
SLNO
Soleno Therapeutics Inc

Healthcare
Q2 2021 Filed on Aug 16, 2021
150,821
$0.97 - $1.32 $146K - $199K
Strongbridge Biopharma PLC
Q2 2021 Filed on Aug 16, 2021
293,273
N/A
VNRX
Volitionrx LTD

Healthcare
Q2 2021 Filed on Aug 16, 2021
167,875
$3.01 - $3.78 $505K - $635K
ATXI
Avenue Therapeutics, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
30,629
$2.41 - $7.11 $73.8K - $218K
CSBR
Champions Oncology, Inc.

Healthcare
Q2 2021 Filed on Aug 16, 2021
12,642
$8.45 - $11.72 $107K - $148K
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