Nwam LLC Flaherty & Crumrine Total Return Fund Inc Transaction History

Nwam LLC

$1.6 Billion
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 12, 2022	SELL	$19.38 - $22.87 $353,491 - $417,148	-18,240 Closed	0 $0
Q4 2021 Feb 10, 2022	SELL	$22.38 - $24.45 $111,900 - $122,250	-5,000 Reduced 21.51%	18,240 $416,000
Q3 2021 Nov 03, 2021	SELL	$23.48 - $24.38 $11,740 - $12,190	-500 Reduced 2.11%	23,240 $557,000
Q2 2021 Aug 04, 2021	SELL	$23.49 - $25.29 $1.95 Million - $2.1 Million	-83,217 Reduced 77.8%	23,740 $579,000
Q1 2021 Apr 23, 2021	SELL	$22.25 - $24.39 $3.96 Million - $4.34 Million	-177,938 Reduced 62.46%	106,957 $2.61 Million
Q4 2020 Jan 22, 2021	SELL	$21.17 - $24.44 $41,281 - $47,658	-1,950 Reduced 0.68%	284,895 $6.74 Million
Q3 2020 Oct 16, 2020	SELL	$20.2 - $22.64 $48,480 - $54,336	-2,400 Reduced 0.83%	286,845 $6.14 Million
Q2 2020 Jul 21, 2020	SELL	$14.84 - $21.15 $28,196 - $40,185	-1,900 Reduced 0.65%	289,245 $5.74 Million
Q1 2020 Apr 16, 2020	SELL	$10.67 - $23.97 $106,507 - $239,268	-9,982 Reduced 3.31%	291,145 $4.8 Million
Q4 2019 Jan 23, 2020	SELL	$21.98 - $23.28 $260,463 - $275,868	-11,850 Reduced 3.79%	301,127 $6.71 Million
Q3 2019 Oct 15, 2019	SELL	$20.38 - $22.43 $36,480 - $40,149	-1,790 Reduced 0.57%	312,977 $7.02 Million
Q2 2019 Jul 18, 2019	SELL	$19.28 - $20.42 $19,280 - $20,420	-1,000 Reduced 0.32%	314,767 $6.38 Million
Q4 2018 Jan 30, 2019	BUY	$16.35 - $18.74 $1.01 Million - $1.16 Million	62,005 Added 24.43%	315,767 $5.43 Million
Q3 2018 Oct 09, 2018	SELL	$18.62 - $19.94 $192,717 - $206,379	-10,350 Reduced 3.92%	253,762 $4.73 Million
Q2 2018 Jul 16, 2018	SELL	$19.12 - $19.67 $93,688 - $96,383	-4,900 Reduced 1.82%	264,112 $5.15 Million
Q1 2018 Apr 16, 2018	SELL	$19.41 - $21.58 $605,747 - $673,468	-31,208 Reduced 10.4%	269,012 $5.33 Million
Q4 2017 Feb 07, 2018	SELL	$21.19 - $21.69 $125,805 - $128,773	-5,937 Reduced 1.94%	300,220 $6.49 Million
Q3 2017 Nov 01, 2017	BUY	$21.15 - $21.67 $6.48 Million - $6.63 Million	306,157	306,157 $6.58 Million

Others Institutions Holding FLC

# of Institutions

39

Shares Held

1.72M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

318K
Shares

$5.31 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

250K
Shares

$4.17 Million
0.1% of portfolio
Sowell Financial Services LLC North Little Rock, AR

197K
Shares

$3.28 Million
0.16% of portfolio
Invesco Ltd. Atlanta, GA

138K
Shares

$2.31 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

137K
Shares

$2.29 Million
0.0% of portfolio

About FLAHERTY & CRUMRINE TOTAL RETURN FUND INC

Ticker FLC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Flaherty & Crumrine Total Return Fund Inc. is a closed-ended balanced mutual fund launched and managed by Flaherty & Crumrine Incorporated. The fund invests in the public equity and fixed income markets of the United States. It seeks to invest in stocks of companies operating across utilities and banking sectors. The fund primarily inves...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Nwam LLC, based on Form 13F filings with the SEC.

News

Stay updated on Nwam LLC with notifications on news.