Nwam LLC Franklin LTD Duration Income Trust Transaction History

Nwam LLC

$1.6 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 04, 2021	SELL	$9.13 - $9.33 $190,214 - $194,381	-20,834 Closed	0 $0
Q1 2021 Apr 23, 2021	SELL	$9.11 - $9.55 $130,619 - $136,927	-14,338 Reduced 40.77%	20,834 $191,000
Q4 2020 Jan 22, 2021	SELL	$8.24 - $9.42 $63,489 - $72,581	-7,705 Reduced 17.97%	35,172 $331,000
Q2 2020 Jul 21, 2020	SELL	$7.2 - $8.68 $7,869 - $9,487	-1,093 Reduced 2.49%	42,877 $363,000
Q4 2019 Jan 23, 2020	SELL	$9.17 - $9.77 $90,599 - $96,527	-9,880 Reduced 18.35%	43,970 $422,000
Q2 2019 Jul 18, 2019	SELL	$9.45 - $9.74 $2,079 - $2,142	-220 Reduced 0.41%	53,850 $519,000
Q4 2018 Jan 30, 2019	SELL	$8.73 - $10.24 $42,288 - $49,602	-4,844 Reduced 8.22%	54,070 $488,000
Q1 2018 Apr 16, 2018	SELL	$11.13 - $12.02 $103,776 - $112,074	-9,324 Reduced 13.66%	58,914 $658,000
Q4 2017 Feb 07, 2018	SELL	$11.52 - $12.13 $11 - $12	-1 Reduced -0.0%	68,238 $807,000
Q3 2017 Nov 01, 2017	BUY	$11.66 - $12.07 $795,666 - $823,644	68,239	68,239 $820,000

Others Institutions Holding FTF

# of Institutions

82

Shares Held

13.8M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.96M
Shares

$12.7 Million
0.0% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.76M
Shares

$11.4 Million
0.05% of portfolio
Penserra Capital Management LLC Orinda, CA

1.15M
Shares

$7.43 Million
0.17% of portfolio
Cetera Investment Advisers Schaumburg, IL

867K
Shares

$5.62 Million
0.01% of portfolio
Invesco Ltd. Atlanta, GA

805K
Shares

$5.22 Million
0.0% of portfolio

About FRANKLIN LTD DURATION INCOME TRUST

Ticker FTF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Franklin Limited Duration Income Trust is a closed-ended fixed income mutual fund launched by Franklin Resources, Inc. The fund is managed by Franklin Advisers, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in mortgage-backed securities, asset-backed securities, floating rate bank loans, and high yi...

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