Oppenheimer & CO Inc Apollo Senior Floating Rate Fund Inc. Transaction History

Oppenheimer & CO Inc

$6.42 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 12, 2022	SELL	$14.29 - $16.99 $248,617 - $295,592	-17,398 Closed	0 $0
Q4 2021 Feb 02, 2022	BUY	$15.8 - $16.55 $2,022 - $2,118	128 Added 0.74%	17,398 $280,000
Q3 2021 Nov 12, 2021	BUY	$15.11 - $15.93 $29,812 - $31,429	1,973 Added 12.9%	17,270 $273,000
Q4 2020 Feb 11, 2021	BUY	$12.57 - $14.46 $41,443 - $47,674	3,297 Added 27.48%	15,297 $220,000
Q3 2020 Nov 13, 2020	SELL	$12.17 - $13.0 $129,002 - $137,800	-10,600 Reduced 46.9%	12,000 $154,000
Q2 2020 Aug 11, 2020	BUY	$10.84 - $12.68 $110,568 - $129,336	10,200 Added 82.26%	22,600 $281,000
Q1 2020 May 08, 2020	SELL	$9.1 - $15.63 $10,920 - $18,756	-1,200 Reduced 8.82%	12,400 $144,000
Q3 2019 Oct 31, 2019	SELL	$14.4 - $15.28 $1,440 - $1,528	-100 Reduced 0.73%	13,600 $202,000
Q2 2019 Aug 09, 2019	BUY	$14.6 - $15.39 $29,200 - $30,780	2,000 Added 17.09%	13,700 $205,000
Q1 2019 Apr 24, 2019	BUY	$14.33 - $15.21 $167,661 - $177,957	11,700 New	11,700 $174,000

Others Institutions Holding AFT

# of Institutions

7

Shares Held

266K

Call Options Held

0

Put Options Held

0

About Apollo Senior Floating Rate Fund Inc.

Ticker AFT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Apollo Senior Floating Rate Fund Inc. is a closed ended fixed income mutual fund launched and managed by Apollo Credit Management, LLC. The Fund invests in fixed income markets. It primarily invests in senior secured loans made to companies whose debt is rated below investment grade. The Fund employs a conservative approach to credit selection t...

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