Oppenheimer & CO Inc Lmp Capital & Income Fund Inc. Transaction History

Oppenheimer & CO Inc

$5.91 Billion
Q1 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2019 Aug 09, 2019	SELL	$12.64 - $13.64 $587,747 - $634,246	-46,499 Closed	0 $0
Q1 2019 Apr 24, 2019	SELL	$10.82 - $13.19 $38,313 - $46,705	-3,541 Reduced 7.08%	46,499 $600,000
Q4 2018 Jan 29, 2019	BUY	$9.93 - $14.04 $85,398 - $120,743	8,600 Added 20.75%	50,040 $534,000
Q3 2018 Oct 26, 2018	SELL	$12.87 - $14.27 $253,281 - $280,833	-19,680 Reduced 32.2%	41,440 $566,000
Q2 2018 Aug 10, 2018	BUY	$12.31 - $13.43 $145,553 - $158,796	11,824 Added 23.99%	61,120 $785,000

Q1 2018 May 01, 2018	BUY	$12.33 - $14.75 $73,869 - $88,367	5,991 Added 13.83%	49,296 $622,000
Q4 2017 Feb 07, 2018	BUY	$13.62 - $14.69 $195,923 - $211,315	14,385 Added 49.74%	43,305 $604,000
Q3 2017 Nov 09, 2017	BUY	$13.83 - $14.69 $399,963 - $424,834	28,920	28,920 $420,000

Others Institutions Holding SCD

# of Institutions

42

Shares Held

4.17M

Call Options Held

0

Put Options Held

0

Raymond James & Associates St Petersburg, FL

898K
Shares

$13.9 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

863K
Shares

$13.4 Million
0.02% of portfolio
Advisors Asset Management, Inc. Monument, CO

634K
Shares

$9.85 Million
0.19% of portfolio
Morgan Stanley New York, NY

444K
Shares

$6.9 Million
0.0% of portfolio
Aristides Capital LLC Ottawa Hills, OH

244K
Shares

$3.79 Million
1.73% of portfolio

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

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