Ota Financial Group L.P. Neuberger Berman Mlp & Energy Income Fund Inc. Transaction History

Ota Financial Group L.P.

$143 Million
Q2 2023

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Oct 17, 2022	SELL	$5.8 - $7.44 $392,335 - $503,271	-67,644 Reduced 52.5%	61,196 $374,000
Q2 2022 Jul 15, 2022	SELL	$5.72 - $7.3 $517,082 - $659,912	-90,399 Reduced 41.23%	128,840 $773,000
Q1 2022 Apr 19, 2022	SELL	$5.21 - $6.44 $20,615 - $25,483	-3,957 Reduced 1.77%	219,239 $1.41 Million
Q3 2021 Oct 12, 2021	SELL	$4.49 - $5.03 $108,271 - $121,293	-24,114 Reduced 9.75%	223,196 $1.1 Million
Q2 2021 Jul 28, 2021	SELL	$4.23 - $5.34 $245,390 - $309,784	-58,012 Reduced 19.0%	247,310 $1.24 Million
Q1 2021 Apr 14, 2021	SELL	$3.42 - $4.32 $632,809 - $799,338	-185,032 Reduced 37.73%	305,322 $1.28 Million
Q4 2020 Jan 20, 2021	BUY	$2.34 - $3.67 $911,355 - $1.43 Million	389,468 Added 386.05%	490,354 $1.65 Million
Q3 2020 Oct 28, 2020	BUY	$2.35 - $3.11 $237,082 - $313,755	100,886 New	100,886 $240,000

Others Institutions Holding NML

# of Institutions

79

Shares Held

22.4M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

5.25M
Shares

$46.8 Million
3.73% of portfolio
Morgan Stanley New York, NY

4.19M
Shares

$37.3 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

2.77M
Shares

$24.7 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

2.49M
Shares

$22.2 Million
0.43% of portfolio
Advisors Asset Management, Inc. Monument, CO

1.1M
Shares

$9.8 Million
0.17% of portfolio

About Neuberger Berman MLP & Energy Income Fund Inc.

Ticker NML
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Neuberger Berman MLP and Energy Income Fund Inc. is a closed ended fund of fund launched and managed by Neuberger Berman Management LLC. It is co-managed by Neuberger Berman LLC. The fund invests in the public equity markets. It primarily invests in master limited partnerships and limited liability companies. It was formerly known as Neuberger B...

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