Ota Financial Group L.P. Nuveen S&P 500 Dynamic Overwrite Fund Transaction History

Ota Financial Group L.P.

$143 Million
Q2 2023

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Jan 28, 2022	SELL	$16.98 - $18.6 $199,939 - $219,015	-11,775 Closed	0 $0
Q3 2021 Oct 12, 2021	BUY	$17.08 - $18.42 $201,116 - $216,895	11,775 New	11,775 $201,000
Q4 2020 Jan 20, 2021	SELL	$12.77 - $15.24 $271,886 - $324,474	-21,291 Closed	0 $0
Q3 2020 Oct 28, 2020	SELL	$12.91 - $14.43 $599,553 - $670,143	-46,441 Reduced 68.57%	21,291 $283,000
Q2 2020 Jul 16, 2020	BUY	$11.25 - $13.63 $371,193 - $449,721	32,995 Added 94.99%	67,732 $869,000
Q1 2020 Apr 16, 2020	BUY	$9.44 - $16.89 $327,917 - $586,707	34,737 New	34,737 $402,000
Q4 2019 Jan 21, 2020	SELL	$15.13 - $16.47 $537,962 - $585,607	-35,556 Closed	0 $0
Q3 2019 Oct 28, 2019	BUY	$15.4 - $16.81 $109,124 - $119,115	7,086 Added 24.89%	35,556 $547,000
Q4 2018 Jan 24, 2019	BUY	$12.9 - $17.02 $367,263 - $484,559	28,470 New	28,470 $399,000

Others Institutions Holding SPXX

# of Institutions

54

Shares Held

4.03M

Call Options Held

0

Put Options Held

0

Wells Fargo & Company San Francisco, CA

559K
Shares

$9.62 Million
0.0% of portfolio
Ubs Group Ag

433K
Shares

$7.45 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

287K
Shares

$4.94 Million
0.03% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

281K
Shares

$4.84 Million
0.01% of portfolio
1607 Capital Partners, LLC Richmond, VA

274K
Shares

$4.71 Million
0.42% of portfolio

About Nuveen S&P 500 Dynamic Overwrite Fund

Ticker SPXX
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen S&P 500 Dynamic Overwrite Fund is a closed-ended equity indexed mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Nuveen Asset Management, LLC. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified...

More about SPXX

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Ota Financial Group L.P., based on Form 13F filings with the SEC.

News

Stay updated on Ota Financial Group L.P. with notifications on news.