Park Avenue Securities LLC Japan Smaller Capitalization Fund Inc Transaction History

Park Avenue Securities LLC

$8.9 Billion
Q3 2024

Shares

13 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 Apr 18, 2023	SELL	$6.39 - $6.97 $81,018 - $88,372	-12,679 Reduced 9.46%	121,357 $839,000
Q4 2022 Jan 24, 2023	SELL	$5.62 - $6.56 $11,037 - $12,883	-1,964 Reduced 1.44%	134,036 $0
Q3 2022 Nov 01, 2022	SELL	$5.79 - $6.7 $15,939 - $18,445	-2,753 Reduced 1.98%	136,000 $0
Q2 2022 Jul 27, 2022	BUY	$6.22 - $7.19 $54,126 - $62,567	8,702 Added 6.69%	138,753 $877,000
Q1 2022 Apr 29, 2022	BUY	$7.08 - $8.05 $82,290 - $93,565	11,623 Added 9.81%	130,051 $931,000
Q4 2021 Apr 08, 2022	BUY	$7.76 - $9.03 $77,801 - $90,534	10,026 Added 9.25%	118,428 $932,000
Q3 2021 Oct 21, 2021	BUY	$8.75 - $9.62 $62,868 - $69,119	7,185 Added 7.1%	108,402 $981,000
Q2 2021 Aug 05, 2021	BUY	$8.78 - $9.53 $39,624 - $43,008	4,513 Added 4.67%	101,217 $913,000
Q1 2021 Apr 28, 2021	BUY	$8.69 - $9.56 $21,933 - $24,129	2,524 Added 2.68%	96,704 $899,000
Q4 2020 Jan 20, 2021	BUY	$8.25 - $9.8 $29,163 - $34,643	3,535 Added 3.9%	94,180 $851,000
Q3 2020 Nov 03, 2020	BUY	$7.67 - $8.8 $63,453 - $72,802	8,273 Added 10.04%	90,645 $786,000
Q2 2020 Jul 30, 2020	BUY	$6.52 - $8.14 $74,823 - $93,414	11,476 Added 16.19%	82,372 $644,000
Q1 2020 Apr 28, 2020	BUY	$5.79 - $9.11 $410,487 - $645,862	70,896 New	70,896 $500,000

Others Institutions Holding JOF

# of Institutions

59

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$45.5 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$41.1 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$36.5 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$17.9 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$8.43 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

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