Peapack Gladstone Financial Corp Japan Smaller Capitalization Fund Inc Transaction History

Peapack Gladstone Financial Corp

$6.94 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	SELL	$7.11 - $7.47 $16,146 - $16,964	-2,271 Reduced 17.47%	10,727 $76,000
Q1 2023 May 15, 2023	SELL	$6.39 - $6.97 $5,514 - $6,015	-863 Reduced 6.23%	12,998 $90,000
Q4 2022 Feb 14, 2023	SELL	$5.62 - $6.56 $13,341 - $15,573	-2,374 Reduced 14.62%	13,861 $90,000
Q3 2022 Nov 10, 2022	BUY	$5.79 - $6.7 $770 - $891	133 Added 0.83%	16,235 $95,000
Q2 2022 Aug 12, 2022	SELL	$6.22 - $7.19 $6,835 - $7,901	-1,099 Reduced 6.39%	16,102 $102,000
Q1 2022 May 16, 2022	SELL	$7.08 - $8.05 $20,737 - $23,578	-2,929 Reduced 14.55%	17,201 $123,000
Q4 2021 Feb 15, 2022	SELL	$7.76 - $9.03 $6,999 - $8,145	-902 Reduced 4.29%	20,130 $158,000
Q1 2021 May 14, 2021	BUY	$8.69 - $9.56 $182,768 - $201,065	21,032 New	21,032 $196,000

Others Institutions Holding JOF

# of Institutions

59

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$45.1 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$40.8 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$36.2 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$17.8 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$8.37 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

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