Pensionmark Financial Group, LLC Nuveen California Amt Free Quality Municipal Income Fund Transaction History

Pensionmark Financial Group, LLC

$3.09 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 15, 2023	SELL	$11.4 - $12.9 $4,560 - $5,160	-400 Reduced 3.04%	12,755 $148,000
Q4 2022 Feb 14, 2023	BUY	$10.83 - $12.33 $142,468 - $162,201	13,155 New	13,155 $161,000
Q1 2022 May 12, 2022	SELL	$13.2 - $15.84 $255,354 - $306,424	-19,345 Closed	0 $0
Q4 2021 Feb 11, 2022	SELL	$15.63 - $16.64 $118,006 - $125,632	-7,550 Reduced 28.07%	19,345 $279,000
Q3 2021 Nov 12, 2021	BUY	$16.06 - $16.66 $95,878 - $99,460	5,970 Added 28.53%	26,895 $442,000
Q1 2021 May 17, 2021	SELL	$14.96 - $15.79 $27,227 - $28,737	-1,820 Reduced 8.0%	20,925 $329,000
Q2 2020 Aug 14, 2020	BUY	$13.31 - $14.99 $302,735 - $340,947	22,745 New	22,745 $360,000
Q1 2020 Apr 23, 2020	SELL	$11.58 - $16.09 $263,387 - $365,967	-22,745 Closed	0 $0
Q4 2019 Feb 13, 2020	SELL	$14.9 - $15.39 $3,278 - $3,385	-220 Reduced 0.96%	22,745 $346,000
Q4 2018 Feb 14, 2019	BUY	$12.39 - $13.09 $284,536 - $300,611	22,965 New	22,965 $307,000

Others Institutions Holding NKX

# of Institutions

73

Shares Held

7.93M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.23M
Shares

$27.4 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

1.14M
Shares

$14 Million
0.11% of portfolio
Advisors Asset Management, Inc. Monument, CO

484K
Shares

$5.95 Million
0.12% of portfolio
Hennion & Walsh Asset Management, Inc.

454K
Shares

$5.59 Million
0.3% of portfolio
Wells Fargo & Company San Francisco, CA

352K
Shares

$4.33 Million
0.0% of portfolio

About NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND

Ticker NKX
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen California AMT-Free Quality Municipal Income Fund is a closed ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Asset Management, LLC and Nuveen Fund Advisors LLC. It invests in the fixed income markets of California, United States. The fund primarily invests in undervalued municipal secu...

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