Prelude Capital Management, LLC Spdr Dow Jones Industrial Average ETF Trust Put Options Transaction History

Prelude Capital Management, LLC

$1.57 Billion
Q3 2024

Put Options

10 transactions

Quarter	Operation	Price Per put	puts change	puts Held	SEC Form
Q4 2022 Feb 14, 2023	BUY	$291.96 - $346.06 $291,960 - $346,060	1,000 New	1,000 $331,000
Q2 2022 Aug 15, 2022	SELL	$298.72 - $351.53 $238,976 - $281,224	-800 Closed	0 $0
Q1 2022 May 16, 2022	SELL	$326.53 - $367.87 $489,794 - $551,805	-1,500 Reduced 65.22%	800 $277,000
Q4 2021 Feb 14, 2022	SELL	$340.01 - $364.84 $510,015 - $547,260	-1,500 Reduced 39.47%	2,300 $836,000
Q3 2021 Nov 15, 2021	SELL	$338.29 - $356.57 $4.63 Million - $4.89 Million	-13,700 Reduced 78.29%	3,800 $1.29 Million
Q4 2020 Feb 16, 2021	BUY	$265.06 - $305.79 $4.43 Million - $5.11 Million	16,700 Added 2087.5%	17,500 $5.35 Million
Q3 2020 Nov 16, 2020	SELL	$257.24 - $291.21 $102,896 - $116,483	-400 Reduced 33.33%	800 $222,000
Q2 2020 Aug 14, 2020	SELL	$209.38 - $276.28 $502,512 - $663,071	-2,400 Reduced 66.67%	1,200 $309,000
Q1 2020 May 15, 2020	BUY	$186.13 - $295.72 $111,678 - $177,432	600 Added 20.0%	3,600 $789,000
Q3 2019 Nov 14, 2019	BUY	$255.08 - $273.6 $765,240 - $820,800	3,000 New	3,000 $808,000

Others Institutions Holding DIA

# of Institutions

1,333

Shares Held

34M

Call Options Held

10.4M

Put Options Held

12.1M

Morgan Stanley New York, NY

3.44M
Shares

$1.49 Billion
0.11% of portfolio
International Assets Investment Management, LLC Orlando, FL

3.4M
Shares

$1.48 Billion
0.02% of portfolio
Bank Of America Corp Charlotte, NC

2.6M
Shares

$1.13 Billion
0.09% of portfolio
Royal Bank Of Canada Toronto, A6

2.05M
Shares

$891 Million
0.18% of portfolio
Lpl Financial LLC Fort Mill, SC

1.44M
Shares

$623 Million
0.28% of portfolio

About SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

Ticker DIA
Exchange NYSE
Sector ETFs
Industry ETFs

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