Principal Financial Group Inc Closed Holding Positions

Principal Financial Group Inc

  • $172 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
ALDX
Aldeyra Therapeutics, Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
10,475
$3.5 - $9.63 $36.7K - $101K
ALTO
Alto Ingredients, Inc.

Basic Materials
Q4 2021 Filed on Feb 09, 2022
422,284
$4.68 - $5.99 $1.98M - $2.53M
YCBD
Cbd Md, Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
70,090
$0.0 - $6.95 $0 - $487K
CLPT
Clear Point Neuro, Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
36,738
$11.08 - $18.86 $407K - $693K
GSSC
Goldman Sachs ETF Tr Activebet

ETFs
Q4 2021 Filed on Feb 09, 2022
4,591
$63.46 - $70.38 $291K - $323K
HGEN
Humanigen, Inc

Healthcare
Q4 2021 Filed on Feb 09, 2022
10,624
$3.66 - $8.22 $38.9K - $87.3K
PDN
Invesco Fd Tr

ETFs
Q4 2021 Filed on Feb 09, 2022
7,830
$35.57 - $39.02 $279K - $306K
BSJM
Invesco Et Self Idxd Fd Tr Bul
Q4 2021 Filed on Feb 09, 2022
10,028
N/A
IXG
Ishares Global Fin'L ETF

ETFs
Q4 2021 Filed on Feb 09, 2022
3,627
$77.09 - $83.81 $280K - $304K
FALN
Ishares Tr Fallen Angels Usd B

ETFs
Q4 2021 Filed on Feb 09, 2022
8,476
$29.4 - $30.37 $249K - $257K
COMT
Ishares U.S. ETF Trust Gsci CO

ETFs
Q4 2021 Filed on Feb 09, 2022
7,631
$29.38 - $38.34 $224K - $293K
LAZY
Lazydays Holdings, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 09, 2022
13,448
$18.67 - $22.66 $251K - $305K
LPCN
Lipocine Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
17,539
$0.99 - $1.2 $17.4K - $21K
MESA
Mesa Air Group Inc

Industrials
Q4 2021 Filed on Feb 09, 2022
68,671
$5.34 - $8.89 $367K - $610K
NOVN
Novan, Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
67,914
$4.03 - $8.15 $274K - $553K
PASG
Passage Bio, Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
10,512
$6.24 - $10.2 $65.6K - $107K
FNDF
Schwab Fundamental Intl Large

ETFs
Q4 2021 Filed on Feb 09, 2022
14,157
$31.55 - $34.05 $447K - $482K
SLDB
Solid Biosciences Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
21,879
$1.69 - $2.46 $37K - $53.8K
The Beauty Health Company
Q4 2021 Filed on Feb 09, 2022
274,999
N/A
Trillium Therapeutics Inc
Q4 2021 Filed on Feb 09, 2022
10,302
N/A
USX
Us Xpress Enterprises Inc

Industrials
Q4 2021 Filed on Feb 09, 2022
40,861
$4.73 - $9.29 $193K - $380K
ESGV
Vanguard World Fd Esg U.S. Sto

ETFs
Q4 2021 Filed on Feb 09, 2022
4,872
$79.7 - $88.45 $388K - $431K
VYNE
Vyne Therapeutics Inc.

Healthcare
Q4 2021 Filed on Feb 09, 2022
10,198
$0.91 - $1.5 $9.28K - $15.3K
UAVS
Ag Eagle Aerial Systems Inc.

Technology
Q4 2021 Filed on Feb 09, 2022
10,860
$1.53 - $3.05 $16.6K - $33.1K
PRTS
Car Parts.Com, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 09, 2022
10,227
$11.13 - $16.1 $114K - $165K
HYFM
Hydrofarm Holdings Group, Inc.

Industrials
Q4 2021 Filed on Feb 09, 2022
8,168
$25.38 - $43.66 $207K - $357K
Livexlive Media Inc
Q4 2021 Filed on Feb 09, 2022
10,635
N/A
TLS
Telos Corp

Technology
Q4 2021 Filed on Feb 09, 2022
8,377
$14.86 - $28.59 $124K - $239K
VIA
Via Renewables, Inc.

Utilities
Q4 2021 Filed on Feb 09, 2022
40,934
$10.25 - $12.22 $420K - $500K
Alexion Pharmaceuticals Inc
Q3 2021 Filed on Nov 09, 2021
285,699
N/A
Boston Private Finl Hldgs In
Q3 2021 Filed on Nov 09, 2021
570,156
N/A
Cincinnati Bell Inc New
Q3 2021 Filed on Nov 09, 2021
352,093
N/A
Columbia Ppty Tr Inc
Q3 2021 Filed on Nov 09, 2021
13,235
N/A
Core Mark Hldg CO Inc
Q3 2021 Filed on Nov 09, 2021
337,279
N/A
General Electric CO
Q3 2021 Filed on Nov 09, 2021
10,451,986
N/A
Grace W R & CO Del New
Q3 2021 Filed on Nov 09, 2021
118,051
N/A
ING
Ing Groep Nv

Financial Services
Q3 2021 Filed on Nov 09, 2021
10,252
$11.88 - $14.7 $122K - $151K
L Brands Inc
Q3 2021 Filed on Nov 09, 2021
341,958
N/A
LMNX
Luminex Corporation

Healthcare
Q3 2021 Filed on Nov 09, 2021
311,661
N/A
MIC
Macquarie Infrastructure Holdings, LLC

Utilities
Q3 2021 Filed on Nov 09, 2021
9,475
$38.47 - $40.57 $365K - $384K
Maxim Integrated Prods Inc
Q3 2021 Filed on Nov 09, 2021
365,223
N/A
Momo Inc
Q3 2021 Filed on Nov 09, 2021
178,411
N/A
Monmouth Real Estate Invt CO
Q3 2021 Filed on Nov 09, 2021
11,597
N/A
Pra Health Sciences Inc
Q3 2021 Filed on Nov 09, 2021
220,146
N/A
Proofpoint Inc
Q3 2021 Filed on Nov 09, 2021
6,181
N/A
Qts Rlty Tr Inc
Q3 2021 Filed on Nov 09, 2021
9,219
N/A
Spark Energy Inc
Q3 2021 Filed on Nov 09, 2021
41,242
N/A
Sykes Enterprises Inc
Q3 2021 Filed on Nov 09, 2021
319,251
N/A
TISI
Team Inc

Industrials
Q3 2021 Filed on Nov 09, 2021
214,059
$3.01 - $7.05 $644K - $1.51M
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