Principal Financial Group Inc Closed Holding Positions

Principal Financial Group Inc

$184 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
BDTX Black Diamond Therapeutics, Inc. Healthcare	Q1 2021 Filed on May 10, 2021	7,414	$22.23 - $34.75 $165K - $258K
Bridge Bancorp Inc	Q1 2021 Filed on May 10, 2021	20,869	N/A
CTSO Cytosorbents Corp Healthcare	Q1 2021 Filed on May 10, 2021	10,611	$8.23 - $11.48 $87.3K - $122K
FREQ Frequency Therapeutics, Inc. Healthcare	Q1 2021 Filed on May 10, 2021	6,496	$7.99 - $55.01 $51.9K - $357K
IJJ Ishares S&P Midcap 400 Value E ETFs	Q1 2021 Filed on May 10, 2021	3,512	$84.81 - $105.35 $298K - $370K
INTF Ishares Tr ETFs	Q1 2021 Filed on May 10, 2021	1,467,664	$27.02 - $29.01 $39.7M - $42.6M

ITI Iteris, Inc. Technology	Q1 2021 Filed on May 10, 2021	10,397	$5.51 - $7.51 $57.3K - $78.1K
MLSS Milestone Scientific Inc. Healthcare	Q1 2021 Filed on May 10, 2021	10,424	$2.21 - $4.67 $23K - $48.7K
OTRK Ontrak, Inc. Healthcare	Q1 2021 Filed on May 10, 2021	3,562	$21.44 - $25.26 $76.4K - $90K
ROOT Root, Inc. Financial Services	Q1 2021 Filed on May 10, 2021	10,000	$10.99 - $23.15 $110K - $232K
TCRR Tcr2 Therapeutics Inc. Healthcare	Q1 2021 Filed on May 10, 2021	6,884	$20.38 - $34.07 $140K - $235K
Viela Bio Inc	Q1 2021 Filed on May 10, 2021	16,901	N/A
Aarons Inc	Q4 2020 Filed on Feb 08, 2021	702,392	N/A
Amag Pharmaceuticals Inc	Q4 2020 Filed on Feb 08, 2021	223,935	N/A
Atlantic Cap Bancshares Inc	Q4 2020 Filed on Feb 08, 2021	12,114	N/A
Cabot Microelectronics Corp	Q4 2020 Filed on Feb 08, 2021	98,364	N/A
Central European Media Entrp	Q4 2020 Filed on Feb 08, 2021	10,187	N/A
Donnelley R R & Sons CO	Q4 2020 Filed on Feb 08, 2021	510,713	N/A

Dunkin Brands Group Inc	Q4 2020 Filed on Feb 08, 2021	247,839	N/A
E Trade Financial Corp	Q4 2020 Filed on Feb 08, 2021	327,664	N/A
GEOS Geospace Technologies Corp Energy	Q4 2020 Filed on Feb 08, 2021	97,737	$5.13 - $10.15 $501K - $992K
Glatfelter	Q4 2020 Filed on Feb 08, 2021	678,733	N/A
Gulfport Energy Corp	Q4 2020 Filed on Feb 08, 2021	1,054,600	N/A
Hd Supply Hldgs Inc	Q4 2020 Filed on Feb 08, 2021	11,875	N/A
Immunomedics Inc	Q4 2020 Filed on Feb 08, 2021	173,080	N/A
K12 Inc	Q4 2020 Filed on Feb 08, 2021	694,130	N/A
BATRA Liberty Media Corp Communication Services	Q4 2020 Filed on Feb 08, 2021	173,971	$20.44 - $27.8 $3.56M - $4.84M
Mallinckrodt Pub LTD CO	Q4 2020 Filed on Feb 08, 2021	566,001	N/A
Momenta Pharmaceuticals Inc	Q4 2020 Filed on Feb 08, 2021	17,236	N/A
Mylan Nv	Q4 2020 Filed on Feb 08, 2021	729,805	N/A
National Gen Hldgs Corp	Q4 2020 Filed on Feb 08, 2021	7,594	N/A
Noble Energy Inc	Q4 2020 Filed on Feb 08, 2021	681,409	N/A
Oasis Petroleum Inc	Q4 2020 Filed on Feb 08, 2021	2,112,212	N/A
Seattle Genetics Inc	Q4 2020 Filed on Feb 08, 2021	117,103	N/A
Servicemaster Global Hldgs I	Q4 2020 Filed on Feb 08, 2021	9,760	N/A

Taubman Ctrs Inc	Q4 2020 Filed on Feb 08, 2021	889,786	N/A
Td Ameritrade Hldg Corp	Q4 2020 Filed on Feb 08, 2021	63,126	N/A
Unilever N V	Q4 2020 Filed on Feb 08, 2021	9,980	N/A
Vereit Inc	Q4 2020 Filed on Feb 08, 2021	79,623	N/A
Washington Prime Group New	Q4 2020 Filed on Feb 08, 2021	1,340,673	N/A
Wright Med Group N V	Q4 2020 Filed on Feb 08, 2021	19,421	N/A
Aimmune Therapeutics Inc	Q4 2020 Filed on Feb 08, 2021	20,314	N/A
Myokardia Inc	Q4 2020 Filed on Feb 08, 2021	16,937	N/A
Gci Liberty Inc	Q4 2020 Filed on Feb 08, 2021	3,247,677	N/A
Advanced Disp Svcs Inc Del	Q4 2020 Filed on Feb 08, 2021	10,690	N/A
Bmc Stk Hldgs Inc	Q4 2020 Filed on Feb 08, 2021	69,727	N/A
Mobileiron Inc	Q4 2020 Filed on Feb 08, 2021	15,029	N/A
BGNE Bei Gene, Ltd. Healthcare	Q4 2020 Filed on Feb 08, 2021	4,238	$221.31 - $316.61 $938K - $1.34M
Apartment Invt & Mgmt CO	Q4 2020 Filed on Feb 08, 2021	7,604,711	N/A
Exantas Cap Corp	Q4 2020 Filed on Feb 08, 2021	77,873	N/A

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