Prospera Financial Services Inc Gladstone Capital Corp Transaction History

Prospera Financial Services Inc

$2.97 Billion
Q4 2023

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2019 Aug 14, 2019	BUY	$9.0 - $9.5 $100,575 - $106,162	11,175 New	11,175 $87,000
Q1 2019 May 02, 2019	SELL	$7.38 - $9.55 $82,471 - $106,721	-11,175 Closed	0 $0
Q4 2018 Feb 13, 2019	SELL	$6.84 - $9.6 $1,026 - $1,440	-150 Reduced 1.32%	11,175 $87,000
Q3 2018 Oct 25, 2018	SELL	$9.05 - $9.86 $158,827 - $173,043	-17,550 Reduced 60.78%	11,325 $108,000
Q2 2018 Jul 18, 2018	SELL	$8.59 - $9.23 $141,735 - $152,295	-16,500 Reduced 36.36%	28,875 $261,000

Q1 2018 Apr 12, 2018	SELL	$8.41 - $9.49 $55,506 - $62,634	-6,600 Reduced 12.7%	45,375 $395,000
Q4 2017 Jan 24, 2018	SELL	$9.17 - $9.9 $1,375 - $1,485	-150 Reduced 0.29%	51,975 $481,000
Q3 2017 Oct 11, 2017	BUY	$9.04 - $9.93 $471,209 - $517,601	52,125	52,125 $496,000

Others Institutions Holding GLAD

# of Institutions

77

Shares Held

3.5M

Call Options Held

35.8K

Put Options Held

82.6K

Legal & General Group PLC London, X0

355K
Shares

$8.38 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

353K
Shares

$8.34 Million
0.0% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

314K
Shares

$7.41 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

268K
Shares

$6.33 Million
0.06% of portfolio
Two Sigma Investments, LP New York, NY

264K
Shares

$6.24 Million
0.01% of portfolio

About GLADSTONE CAPITAL CORP

Ticker GLAD
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Capital Corporation is a business development company specializing in lower middle market, growth capital, add on acquisitions, change of control, buy & build strategies, debt refinancing, debt investments in senior term loans, revolving loans, secured first and second lien term loans, senior subordinated loans, unitranche loans, j...

More about GLAD

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