Prospera Financial Services Inc Goldman Sachs ETF Tr Activebet Transaction History

Prospera Financial Services Inc

$2.97 Billion
Q4 2023

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 08, 2022	SELL	$72.75 - $89.85 $23,571 - $29,111	-324 Closed	0 $0
Q1 2022 May 04, 2022	BUY	$82.56 - $95.4 $26,749 - $30,909	324 New	324 $29,000
Q3 2021 Nov 12, 2021	SELL	$85.6 - $91.34 $797,192 - $850,649	-9,313 Closed	0 $0
Q2 2021 Aug 12, 2021	BUY	$80.03 - $86.07 $68,025 - $73,159	850 Added 10.04%	9,313 $801,000
Q1 2021 May 06, 2021	SELL	$74.7 - $79.77 $1.22 Million - $1.3 Million	-16,305 Reduced 65.83%	8,463 $670,000

Q4 2020 Feb 12, 2021	BUY	$66.35 - $75.69 $1.19 Million - $1.36 Million	17,904 Added 260.84%	24,768 $1.88 Million
Q3 2020 Nov 04, 2020	SELL	$63.0 - $72.31 $1.77 Million - $2.03 Million	-28,141 Reduced 80.39%	6,864 $467,000
Q2 2020 Aug 07, 2020	BUY	$49.94 - $65.05 $1.75 Million - $2.28 Million	35,005 New	35,005 $2.19 Million

Others Institutions Holding GSLC

# of Institutions

489

Shares Held

107M

Call Options Held

10.2K

Put Options Held

200

Wells Fargo & Company San Francisco, CA

29M
Shares

$3.11 Billion
0.73% of portfolio
Northwestern Mutual Wealth Management CO

10.1M
Shares

$1.08 Billion
1.07% of portfolio
Morgan Stanley New York, NY

5.17M
Shares

$554 Million
0.04% of portfolio
Goldman Sachs Group Inc New York, NY

4.91M
Shares

$527 Million
0.09% of portfolio
Signature Estate & Investment Advisors LLC

4.2M
Shares

$451 Million
11.3% of portfolio

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