Prospera Financial Services Inc Nuveen Esg Small Cap ETF Transaction History

Prospera Financial Services Inc

$5.11 Billion
Q2 2025

Shares

2 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 08, 2022	SELL	$31.5 - $40.11 $12,600 - $16,044	-400 Closed	0 $0
Q1 2022 May 04, 2022	BUY	$37.29 - $42.63 $14,916 - $17,052	400 New	400 $16,000

Others Institutions Holding NUSC

# of Institutions

274

Shares Held

23.9M

Call Options Held

0

Put Options Held

0

Bank Of America Corp Charlotte, NC

6.26M
Shares

$275 Million
0.02% of portfolio
Tiaa, Fsb St. Louis, MO

2.27M
Shares

$99.7 Million
0.3% of portfolio
Tiaa Trust, National Association Charlotte, NC

1.47M
Shares

$64.4 Million
0.16% of portfolio
Abacus Wealth Partners, LLC Santa Monica, CA

1.29M
Shares

$56.7 Million
8.03% of portfolio
Morgan Stanley New York, NY

1.19M
Shares

$52.4 Million
0.0% of portfolio

About NUVEEN ESG SMALL-CAP ETF

Ticker NUSC
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