Prospera Financial Services Inc Pimco High Income Fund Transaction History

Prospera Financial Services Inc

$3.82 Billion
Q3 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 08, 2022	SELL	$4.9 - $6.0 $9,800 - $12,000	-2,000 Closed	0 $0
Q1 2022 May 04, 2022	BUY	$5.42 - $6.32 $10,840 - $12,640	2,000 New	2,000 $12,000
Q4 2017 Jan 24, 2018	SELL	$7.35 - $8.31 $140,656 - $159,028	-19,137 Closed	0 $0
Q3 2017 Oct 11, 2017	BUY	$8.26 - $8.76 $158,071 - $167,640	19,137	19,137 $159,000

Others Institutions Holding PHK

# of Institutions

116

Shares Held

18.3M

Call Options Held

0

Put Options Held

0

Rivernorth Capital Management, LLC West Palm Beach, FL

4.88M
Shares

$23.8 Million
1.35% of portfolio
Bank Of America Corp Charlotte, NC

1.21M
Shares

$5.88 Million
0.0% of portfolio
Invesco Ltd. Atlanta, GA

1.1M
Shares

$5.38 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

1.05M
Shares

$5.14 Million
0.0% of portfolio
Cohen & Steers, Inc. New York, NY

964K
Shares

$4.7 Million
0.01% of portfolio

About PIMCO HIGH INCOME FUND

Ticker PHK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PIMCO High Income Fund is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Pacific Investment Management Company LLC. It invests in the public fixed income markets across the globe. The fund invests in U.S. dollar denominated high-yield corporate debt obligati...

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