Prospera Financial Services Inc River North Opportunistic Municipal Income Fund, Inc. Transaction History

Prospera Financial Services Inc

$2.97 Billion
Q4 2023

A detailed history of Prospera Financial Services Inc transactions in River North Opportunistic Municipal Income Fund, Inc. stock. As of the latest transaction made, Prospera Financial Services Inc holds 12,303 shares of RMI stock, worth $195,617. This represents 0.01% of its overall portfolio holdings.

Number of Shares

12,303

Previous 12,832 4.12%

Holding current value

$195,617

Previous $184,000 1.63%

% of portfolio

0.01%

Previous 0.01%

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 14, 2024	SELL	$13.19 - $15.52 $6,977 - $8,210	-529 Reduced 4.12%	12,303 $187,000
Q3 2023 Nov 13, 2023	BUY	$14.31 - $17.01 $3,291 - $3,912	230 Added 1.83%	12,832 $184,000
Q2 2023 Aug 08, 2023	SELL	$15.5 - $17.04 $5,843 - $6,424	-377 Reduced 2.9%	12,602 $206,000
Q1 2023 May 12, 2023	SELL	$15.7 - $18.75 $57,305 - $68,437	-3,650 Reduced 21.95%	12,979 $217,000
Q4 2022 Feb 08, 2023	SELL	$15.1 - $18.0 $23,661 - $28,206	-1,567 Reduced 8.61%	16,629 $271,000

Q3 2022 Oct 27, 2022	SELL	$15.74 - $18.77 $78,259 - $93,324	-4,972 Reduced 21.46%	18,196 $284,000
Q2 2022 Aug 08, 2022	BUY	$15.52 - $19.29 $31,226 - $38,811	2,012 Added 9.51%	23,168 $405,000
Q1 2022 May 04, 2022	BUY	$18.31 - $22.24 $96,768 - $117,538	5,285 Added 33.3%	21,156 $392,000
Q4 2021 Feb 10, 2022	BUY	$21.46 - $23.3 $340,591 - $369,794	15,871 New	15,871 $354,000

Others Institutions Holding RMI

# of Institutions

Shares Held

1.34M

Call Options Held

Put Options Held

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About RiverNorth Opportunistic Municipal Income Fund, Inc.

Ticker RMI
Exchange NYSE
Sector N/A
Industry N/A

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Prospera Financial Services Inc River North Opportunistic Municipal Income Fund, Inc. Transaction History