Prospera Financial Services Inc River North Opportunistic Municipal Income Fund, Inc. Transaction History

Prospera Financial Services Inc

$5.55 Billion
Q3 2025

A detailed history of Prospera Financial Services Inc transactions in River North Opportunistic Municipal Income Fund, Inc. stock. As of the latest transaction made, Prospera Financial Services Inc holds 33,053 shares of RMI stock, worth $478,276. This represents 0.01% of its overall portfolio holdings.

Number of Shares

33,053

Previous 33,706 1.94%

Holding current value

$478,276

Previous $480,000 -0.0%

% of portfolio

0.01%

Previous 0.01%

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Nov 06, 2025	SELL	$13.78 - $14.59 $8,998 - $9,527	-653 Reduced 1.94%	33,053 $480,000
Q2 2025 Aug 06, 2025	BUY	$13.91 - $15.0 $2,142 - $2,310	154 Added 0.46%	33,706 $480,000
Q1 2025 May 15, 2025	BUY	$14.93 - $15.83 $48,537 - $51,463	3,251 Added 10.73%	33,552 $500,000
Q4 2024 Feb 13, 2025	BUY	$14.8 - $16.46 $636 - $707	43 Added 0.14%	30,301 $456,000
Q3 2024 Nov 07, 2024	BUY	$15.73 - $16.33 $257,484 - $267,305	16,369 Added 117.86%	30,258 $494,000

Q2 2024 Aug 13, 2024	BUY	$15.32 - $16.29 $24,297 - $25,835	1,586 Added 12.89%	13,889 $220,000
Q1 2024 Aug 13, 2024	SELL	$15.26 - $16.5 $15,443 - $16,698	-1,012 Reduced 7.29%	12,877 $207,000
Q4 2023 Feb 14, 2024	SELL	$13.19 - $15.52 $6,977 - $8,210	-529 Reduced 4.12%	12,303 $187,000
Q3 2023 Nov 13, 2023	BUY	$14.31 - $17.01 $3,291 - $3,912	230 Added 1.83%	12,832 $184,000
Q2 2023 Aug 08, 2023	SELL	$15.5 - $17.04 $5,843 - $6,424	-377 Reduced 2.9%	12,602 $206,000
Q1 2023 May 12, 2023	SELL	$15.7 - $18.75 $57,305 - $68,437	-3,650 Reduced 21.95%	12,979 $217,000
Q4 2022 Feb 08, 2023	SELL	$14.64 - $18.0 $22,940 - $28,206	-1,567 Reduced 8.61%	16,629 $271,000
Q3 2022 Oct 27, 2022	SELL	$15.6 - $18.77 $77,563 - $93,324	-4,972 Reduced 21.46%	18,196 $284,000
Q2 2022 Aug 08, 2022	BUY	$15.52 - $19.29 $31,226 - $38,811	2,012 Added 9.51%	23,168 $405,000
Q1 2022 May 04, 2022	BUY	$18.31 - $22.24 $96,768 - $117,538	5,285 Added 33.3%	21,156 $392,000
Q4 2021 Feb 10, 2022	BUY	$21.46 - $23.3 $340,591 - $369,794	15,871 New	15,871 $354,000

Others Institutions Holding RMI

# of Institutions

Shares Held

1.24M

Call Options Held

Put Options Held

View Full List

About RiverNorth Opportunistic Municipal Income Fund, Inc.

Ticker RMI
Exchange NYSE
Sector N/A
Industry N/A

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Prospera Financial Services Inc River North Opportunistic Municipal Income Fund, Inc. Transaction History