Prospera Financial Services Inc Royce Micro Cap Trust, Inc. Transaction History

Prospera Financial Services Inc

$3.82 Billion
Q3 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2022 Oct 27, 2022	SELL	$7.84 - $9.89 $8,921 - $11,254	-1,138 Reduced 2.03%	54,863 $435,000
Q2 2022 Aug 08, 2022	SELL	$8.24 - $10.69 $72,050 - $93,473	-8,744 Reduced 13.51%	56,001 $468,000
Q1 2022 May 04, 2022	SELL	$9.62 - $11.68 $7,455 - $9,052	-775 Reduced 1.18%	64,745 $681,000
Q4 2021 Feb 10, 2022	SELL	$10.82 - $12.45 $8,179 - $9,412	-756 Reduced 1.14%	65,520 $757,000
Q3 2021 Nov 12, 2021	BUY	$11.3 - $12.46 $108,706 - $119,865	9,620 Added 16.98%	66,276 $757,000
Q2 2021 Aug 12, 2021	BUY	$11.19 - $12.55 $633,980 - $711,032	56,656 New	56,656 $702,000

Others Institutions Holding RMT

# of Institutions

101

Shares Held

15.4M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.29M
Shares

$22.1 Million
0.0% of portfolio
Allspring Global Investments Holdings, LLC

1.14M
Shares

$11 Million
0.02% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

1.09M
Shares

$10.5 Million
0.62% of portfolio
Alexander Randolph Advisory, Inc. Mclean, VA

998K
Shares

$9.63 Million
8.49% of portfolio
Ubs Group Ag

996K
Shares

$9.61 Million
0.0% of portfolio

About ROYCE MICRO-CAP TRUST, INC.

Ticker RMT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Royce Micro-Cap Trust, Inc. is a closed-ended equity mutual fund launched and managed Royce & Associates, LLC. It invests in the public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in value stocks of companies with market capitalization of less...

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