Prospera Financial Services Inc Simplify Exch Traded Fds Us Eq Transaction History

Prospera Financial Services Inc

$2.97 Billion
Q4 2023

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 13, 2023	SELL	$29.03 - $31.92 $229,772 - $252,646	-7,915 Reduced 42.97%	10,505 $305,000
Q2 2023 Aug 08, 2023	SELL	$27.61 - $30.7 $155,968 - $173,424	-5,649 Reduced 23.47%	18,420 $565,000
Q1 2023 May 12, 2023	SELL	$0.0 - $28.8 $0 - $741,312	-25,740 Reduced 51.68%	24,069 $676,000
Q4 2022 Feb 08, 2023	SELL	$25.15 - $28.38 $537,581 - $606,622	-21,375 Reduced 30.03%	49,809 $1.31 Million
Q3 2022 Oct 27, 2022	SELL	$25.21 - $30.96 $113,848 - $139,815	-4,516 Reduced 5.97%	71,184 $1.8 Million

Q2 2022 Aug 08, 2022	BUY	$25.86 - $32.88 $91,958 - $116,921	3,556 Added 4.93%	75,700 $2.01 Million
Q1 2022 May 04, 2022	SELL	$29.72 - $35.68 $167,531 - $201,128	-5,637 Reduced 7.25%	72,144 $2.35 Million
Q4 2021 Feb 10, 2022	SELL	$31.25 - $35.83 $103,593 - $118,776	-3,315 Reduced 4.09%	77,781 $2.75 Million
Q3 2021 Nov 12, 2021	BUY	$30.58 - $33.65 $45,808 - $50,407	1,498 Added 1.88%	81,096 $2.54 Million
Q2 2021 Aug 12, 2021	SELL	$28.87 - $31.01 $167,879 - $180,323	-5,815 Reduced 6.81%	79,598 $2.47 Million
Q1 2021 May 06, 2021	BUY	$26.57 - $28.76 $2.27 Million - $2.46 Million	85,413 New	85,413 $2.44 Million

Others Institutions Holding SPUC

# of Institutions

8

Shares Held

61.4K

Call Options Held

0

Put Options Held

0

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