Prospera Financial Services Inc Alps ETF Tr Riverfront Dynamic Transaction History

Prospera Financial Services Inc

$2.97 Billion
Q4 2023

A detailed history of Prospera Financial Services Inc transactions in Alps ETF Tr Riverfront Dynamic stock. As of the latest transaction made, Prospera Financial Services Inc holds 180,771 shares of RFCI stock, worth $4.01 Million. This represents 0.14% of its overall portfolio holdings.

Number of Shares

180,771

Previous 175,350 3.09%

Holding current value

$4.01 Million

Previous $3.76 Million 8.79%

% of portfolio

0.14%

Previous 0.15%

27 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Feb 14, 2024	BUY	$21.0 - $22.67 $113,841 - $122,894	5,421 Added 3.09%	180,771 $4.09 Million
Q3 2023 Nov 13, 2023	BUY	$21.38 - $22.35 $1.37 Million - $1.44 Million	64,284 Added 57.88%	175,350 $3.76 Million
Q2 2023 Aug 08, 2023	SELL	$22.01 - $22.63 $25,641 - $26,363	-1,165 Reduced 1.04%	111,066 $2.47 Million
Q1 2023 May 12, 2023	BUY	$21.93 - $22.76 $134,408 - $139,496	6,129 Added 5.78%	112,231 $2.52 Million
Q4 2022 Feb 08, 2023	SELL	$21.66 - $22.48 $4.62 Million - $4.79 Million	-213,261 Reduced 66.78%	106,102 $2.35 Million

Q3 2022 Oct 27, 2022	BUY	$21.96 - $23.13 $356,718 - $375,723	16,244 Added 5.36%	319,363 $6.96 Million
Q2 2022 Aug 08, 2022	BUY	$22.31 - $23.5 $568,168 - $598,474	25,467 Added 9.17%	303,119 $6.85 Million
Q1 2022 May 04, 2022	SELL	$23.33 - $24.76 $367,284 - $389,796	-15,743 Reduced 5.37%	277,652 $6.52 Million
Q4 2021 Feb 10, 2022	SELL	$24.86 - $25.55 $83,579 - $85,899	-3,362 Reduced 1.13%	293,395 $7.31 Million
Q3 2021 Nov 12, 2021	BUY	$25.41 - $25.82 $1.08 Million - $1.1 Million	42,685 Added 16.8%	296,757 $7.54 Million
Q2 2021 Aug 12, 2021	BUY	$25.22 - $25.56 $555,571 - $563,061	22,029 Added 9.49%	254,072 $6.49 Million
Q1 2021 May 06, 2021	BUY	$25.15 - $26.13 $689,436 - $716,301	27,413 Added 13.4%	232,043 $5.85 Million
Q4 2020 Feb 12, 2021	BUY	$25.98 - $26.2 $5.32 Million - $5.36 Million	204,630 New	204,630 $5.36 Million
Q3 2020 Nov 04, 2020	SELL	$26.14 - $26.54 $5.19 Million - $5.27 Million	-198,432 Closed	0 $0
Q2 2020 Aug 07, 2020	BUY	$25.48 - $26.25 $80,440 - $82,871	3,157 Added 1.62%	198,432 $5.2 Million
Q1 2020 May 15, 2020	SELL	$23.67 - $26.18 $527,201 - $583,107	-22,273 Reduced 10.24%	195,275 $4.96 Million
Q4 2019 Feb 12, 2020	SELL	$25.02 - $25.38 $668,084 - $677,696	-26,702 Reduced 10.93%	217,548 $5.46 Million
Q3 2019 Oct 22, 2019	BUY	$24.85 - $25.49 $41,921 - $43,001	1,687 Added 0.7%	244,250 $6.17 Million
Q2 2019 Aug 14, 2019	BUY	$24.24 - $25.01 $4.35 Million - $4.48 Million	179,311 Added 283.49%	242,563 $6.05 Million
Q2 2019 Aug 14, 2019	BUY	$24.24 - $25.01 $1.53 Million - $1.58 Million	63,252 New	63,252 $1.5 Million
Q1 2019 May 02, 2019	SELL	$23.76 - $24.45 $1.5 Million - $1.55 Million	-63,252 Closed	0 $0
Q4 2018 Feb 13, 2019	BUY	$23.48 - $23.88 $164,430 - $167,231	7,003 Added 12.45%	63,252 $1.5 Million
Q3 2018 Oct 25, 2018	SELL	$23.78 - $24.12 $1.92 Million - $1.95 Million	-80,786 Reduced 58.95%	56,249 $1.33 Million
Q2 2018 Jul 18, 2018	BUY	$23.76 - $24.1 $1.45 Million - $1.47 Million	61,056 Added 80.36%	137,035 $3.29 Million
Q1 2018 Apr 12, 2018	SELL	$23.85 - $24.69 $342,509 - $354,573	-14,361 Reduced 15.9%	75,979 $1.82 Million
Q4 2017 Jan 24, 2018	BUY	$24.63 - $24.89 $139,060 - $140,528	5,646 Added 6.67%	90,340 $2.23 Million
Q3 2017 Oct 11, 2017	BUY	$24.78 - $24.83 $2.1 Million - $2.1 Million	84,694	84,694 $2.1 Million

Others Institutions Holding RFCI

# of Institutions

Shares Held

1.16M

Call Options Held

Put Options Held

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About ALPS ETF TR RIVERFRONT DYNAMIC

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Prospera Financial Services Inc Alps ETF Tr Riverfront Dynamic Transaction History