Quad Cities Investment Group, LLC Advent Convertible & Income Fund Transaction History

Quad Cities Investment Group, LLC

$196 Million
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 08, 2022	SELL	$11.75 - $15.91 $614,724 - $832,363	-52,317 Closed	0 $0
Q1 2022 May 06, 2022	BUY	$14.45 - $18.43 $25,489 - $32,510	1,764 Added 3.49%	52,317 $819,000
Q4 2021 Feb 02, 2022	BUY	$17.37 - $19.39 $45,804 - $51,131	2,637 Added 5.5%	50,553 $933,000
Q3 2021 Nov 12, 2021	BUY	$17.98 - $19.81 $11,129 - $12,262	619 Added 1.31%	47,916 $862,000
Q2 2021 Aug 10, 2021	SELL	$17.74 - $19.72 $15,025 - $16,702	-847 Reduced 1.76%	47,297 $911,000
Q1 2021 Apr 29, 2021	SELL	$16.28 - $17.92 $45,616 - $50,211	-2,802 Reduced 5.5%	48,144 $851,000
Q4 2020 Feb 10, 2021	SELL	$13.62 - $16.64 $394 - $482	-29 Reduced 0.06%	50,946 $842,000
Q3 2020 Nov 09, 2020	SELL	$13.1 - $14.57 $4,755 - $5,288	-363 Reduced 0.71%	50,975 $704,000
Q2 2020 Aug 05, 2020	SELL	$9.7 - $13.94 $13,463 - $19,348	-1,388 Reduced 2.63%	51,338 $671,000
Q1 2020 May 11, 2020	SELL	$8.04 - $16.17 $8,803 - $17,706	-1,095 Reduced 2.03%	52,726 $561,000
Q4 2019 Jan 28, 2020	SELL	$14.35 - $15.55 $4,792 - $5,193	-334 Reduced 0.62%	53,821 $837,000
Q3 2019 Oct 25, 2019	BUY	$14.08 - $15.11 $2,745 - $2,946	195 Added 0.36%	54,155 $7.9 Million
Q2 2019 Jul 17, 2019	BUY	$14.02 - $15.14 $12,043 - $13,005	859 Added 1.62%	53,960 $814,000
Q1 2019 Apr 09, 2019	BUY	$12.5 - $14.76 $4,862 - $5,741	389 Added 0.74%	53,101 $784,000
Q4 2018 Feb 06, 2019	SELL	$12.12 - $15.82 $21,028 - $27,447	-1,735 Reduced 3.19%	52,712 $658,000
Q3 2018 Oct 18, 2018	BUY	$15.27 - $15.87 $89,833 - $93,363	5,883 Added 12.11%	54,447 $856,000
Q2 2018 Aug 07, 2018	BUY	$14.86 - $15.73 $19,793 - $20,952	1,332 Added 2.82%	48,564 $743,000
Q1 2018 May 23, 2018	BUY	$15.01 - $16.5 $708,952 - $779,328	47,232 New	47,232 $714,000

Others Institutions Holding AVK

# of Institutions

98

Shares Held

10.7M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.57M
Shares

$18.6 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$11.8 Million
0.25% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$8.84 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

670K
Shares

$7.95 Million
0.06% of portfolio
Arete Wealth Advisors, LLC Chicago, IL

600K
Shares

$7.12 Million
0.31% of portfolio

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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