Raymond James & Associates Herzfeld Caribbean Basin Fund Inc Transaction History

Raymond James & Associates

$161 Billion
Q3 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Feb 11, 2019	SELL	$4.64 - $6.22 $47,142 - $63,195	-10,160 Closed	0 $0
Q3 2018 Nov 14, 2018	SELL	$6.19 - $6.54 $6,190 - $6,540	-1,000 Reduced 8.96%	10,160 $65,000
Q1 2018 May 14, 2018	SELL	$6.8 - $7.29 $12,648 - $13,559	-1,860 Reduced 14.29%	11,160 $80,000
Q4 2017 Feb 14, 2018	SELL	$6.59 - $7.09 $19,770 - $21,270	-3,000 Reduced 18.73%	13,020 $93,000
Q3 2017 Nov 13, 2017	BUY	$6.91 - $7.16 $6,702 - $6,945	970 Added 6.45%	16,020 $116,000
Q2 2017 Aug 14, 2017	BUY	N/A	15,050	15,050 $108,000

Others Institutions Holding CUBA

# of Institutions

21

Shares Held

9.06M

Call Options Held

0

Put Options Held

0

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

6.5M
Shares

$15.1 Million
5.86% of portfolio
Envestnet Asset Management Inc

1.53M
Shares

$3.54 Million
0.0% of portfolio
Choreo, LLC Minneapolis, MN

437K
Shares

$1.01 Million
0.02% of portfolio
Blue Bell Private Wealth Management, LLC

199K
Shares

$460,821
0.09% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

87.8K
Shares

$203,598
0.0% of portfolio

About HERZFELD CARIBBEAN BASIN FUND INC

Ticker CUBA
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
The Herzfeld Caribbean Basin Fund Inc. is a closed-ended equity mutual fund launched by Thomas J. Herzfeld Advisors, Inc. The fund is managed by Herzfeld/Cuba. It invests in the public equity markets of the United States. The fund employing fundamental analysis investing in stocks of companies that are likely to benefit from economic, political,...

More about CUBA

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