Raymond James & Associates Gladstone Capital Corp Transaction History

Raymond James & Associates

$146 Billion
Q1 2024

22 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Jul 25, 2023	BUY	$9.2 - $9.86 $1,757 - $1,883	191 Added 1.49%	12,971 $126,000
Q4 2022 Feb 08, 2023	BUY	$8.33 - $10.54 $4,165 - $5,270	500 Added 4.07%	12,780 $122,000
Q3 2022 Oct 25, 2022	SELL	$8.39 - $10.99 $2,517 - $3,297	-300 Reduced 2.38%	12,280 $104,000
Q2 2022 Aug 12, 2022	SELL	$9.51 - $12.66 $52,228 - $69,528	-5,492 Reduced 30.39%	12,580 $127,000
Q4 2021 Feb 08, 2022	BUY	$10.74 - $12.35 $2,685 - $3,087	250 Added 1.4%	18,072 $209,000

Q3 2021 Nov 02, 2021	BUY	$11.18 - $11.88 $24,864 - $26,421	2,224 Added 14.26%	17,822 $201,000
Q2 2021 Aug 11, 2021	SELL	$10.17 - $11.87 $62,545 - $73,000	-6,150 Reduced 28.28%	15,598 $178,000
Q1 2021 May 14, 2021	BUY	$8.71 - $10.35 $17,420 - $20,700	2,000 Added 10.13%	21,748 $216,000
Q3 2020 Nov 04, 2020	SELL	$6.8 - $7.74 $3,073 - $3,498	-452 Reduced 2.24%	19,748 $146,000
Q2 2020 Jul 28, 2020	SELL	$4.74 - $8.18 $4,740 - $8,180	-1,000 Reduced 4.72%	20,200 $148,000
Q1 2020 Apr 21, 2020	SELL	$4.29 - $10.53 $126,687 - $310,961	-29,531 Reduced 58.21%	21,200 $119,000
Q4 2019 Feb 12, 2020	SELL	$9.36 - $10.63 $27,321 - $31,028	-2,919 Reduced 5.44%	50,731 $504,000
Q3 2019 Nov 07, 2019	SELL	$9.21 - $9.75 $68,844 - $72,881	-7,475 Reduced 12.23%	53,650 $523,000
Q2 2019 Aug 06, 2019	BUY	$9.0 - $9.5 $45,522 - $48,051	5,058 Added 9.02%	61,125 $573,000
Q1 2019 May 06, 2019	BUY	$7.38 - $9.55 $11,505 - $14,888	1,559 Added 2.86%	56,067 $505,000
Q4 2018 Feb 11, 2019	SELL	$6.84 - $9.6 $12,270 - $17,222	-1,794 Reduced 3.19%	54,508 $398,000
Q3 2018 Nov 14, 2018	BUY	$9.05 - $9.86 $10,425 - $11,358	1,152 Added 2.09%	56,302 $535,000
Q2 2018 Aug 14, 2018	SELL	$8.59 - $9.23 $39,771 - $42,734	-4,630 Reduced 7.75%	55,150 $496,000
Q1 2018 May 14, 2018	SELL	$8.41 - $9.49 $533,202 - $601,675	-63,401 Reduced 51.47%	59,780 $514,000
Q4 2017 Feb 14, 2018	BUY	$9.17 - $9.9 $46,115 - $49,787	5,029 Added 4.26%	123,181 $1.14 Million
Q3 2017 Nov 13, 2017	SELL	$9.04 - $9.93 $7,584 - $8,331	-839 Reduced 0.71%	118,152 $1.12 Million
Q2 2017 Aug 14, 2017	BUY	N/A	118,991	118,991 $1.17 Million

Others Institutions Holding GLAD

# of Institutions

Shares Held

3.5M

Call Options Held

35.8K

Put Options Held

82.6K

Legal & General Group PLC London, X0

355K
Shares

$8.26 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

353K
Shares

$8.22 Million
0.0% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

314K
Shares

$7.3 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

268K
Shares

$6.24 Million
0.06% of portfolio
Two Sigma Investments, LP New York, NY

264K
Shares

$6.15 Million
0.01% of portfolio

View Full List

About GLADSTONE CAPITAL CORP

Ticker GLAD
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Capital Corporation is a business development company specializing in lower middle market, growth capital, add on acquisitions, change of control, buy & build strategies, debt refinancing, debt investments in senior term loans, revolving loans, secured first and second lien term loans, senior subordinated loans, unitranche loans, j...

More about GLAD

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