Raymond James Financial Services Advisors, Inc. Neuberger Berman Mlp & Energy Income Fund Inc. Transaction History

Raymond James Financial Services Advisors, Inc.

$73.5 Billion
Q3 2024

22 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2022 Feb 08, 2023	SELL	$6.31 - $7.21 $15,106 - $17,260	-2,394 Reduced 17.61%	11,197 $74,000
Q3 2022 Oct 25, 2022	BUY	$5.8 - $7.44 $191 - $245	33 Added 0.24%	13,591 $83,000
Q2 2022 Aug 12, 2022	BUY	$5.72 - $7.3 $160 - $204	28 Added 0.21%	13,558 $81,000
Q1 2022 May 11, 2022	SELL	$5.21 - $6.44 $15,478 - $19,133	-2,971 Reduced 18.0%	13,530 $87,000
Q4 2021 Feb 08, 2022	BUY	$4.83 - $5.53 $79,699 - $91,250	16,501 New	16,501 $86,000
Q2 2021 Aug 11, 2021	SELL	$4.23 - $5.34 $102,552 - $129,462	-24,244 Closed	0 $0
Q1 2021 May 14, 2021	BUY	$3.42 - $4.32 $8,669 - $10,951	2,535 Added 11.68%	24,244 $102,000
Q4 2020 Feb 12, 2021	SELL	$2.34 - $3.67 $13,115 - $20,570	-5,605 Reduced 20.52%	21,709 $73,000
Q3 2020 Nov 04, 2020	SELL	$2.35 - $3.11 $131,017 - $173,388	-55,752 Reduced 67.12%	27,314 $65,000
Q2 2020 Jul 17, 2020	SELL	$1.75 - $3.56 $30,000 - $61,029	-17,143 Reduced 17.11%	83,066 $244,000
Q1 2020 Apr 21, 2020	BUY	$1.27 - $7.25 $688 - $3,929	542 Added 0.54%	100,209 $189,000
Q4 2019 Feb 12, 2020	BUY	$6.15 - $7.16 $533,906 - $621,588	86,814 Added 675.44%	99,667 $674,000
Q3 2019 Nov 07, 2019	SELL	$6.6 - $7.84 $25,344 - $30,105	-3,840 Reduced 23.0%	12,853 $93,000
Q2 2019 Aug 06, 2019	BUY	$7.38 - $8.14 $5,291 - $5,836	717 Added 4.49%	16,693 $125,000
Q1 2019 May 06, 2019	BUY	$6.74 - $8.07 $19,337 - $23,152	2,869 Added 21.89%	15,976 $127,000
Q4 2018 Feb 11, 2019	SELL	$6.1 - $8.96 $102,931 - $151,191	-16,874 Reduced 56.28%	13,107 $88,000
Q3 2018 Nov 14, 2018	BUY	$8.42 - $9.35 $18,018 - $20,009	2,140 Added 7.69%	29,981 $261,000
Q2 2018 Jul 30, 2018	BUY	$8.18 - $9.28 $35,247 - $39,987	4,309 Added 18.31%	27,841 $244,000
Q1 2018 Apr 16, 2018	BUY	$7.99 - $10.25 $188,020 - $241,203	23,532 New	23,532 $192,000
Q4 2017 Feb 09, 2018	SELL	$7.97 - $9.56 $160,173 - $192,127	-20,097 Closed	0 $0
Q3 2017 Oct 26, 2017	SELL	$8.97 - $9.92 $9,418 - $10,416	-1,050 Reduced 4.97%	20,097 $191,000
Q2 2017 Aug 15, 2017	BUY	N/A	21,147	21,147 $203,000

Others Institutions Holding NML

# of Institutions

Shares Held

22.4M

Call Options Held

Put Options Held

City Of London Investment Management CO LTD London, X0

5.25M
Shares

$46.8 Million
3.73% of portfolio
Morgan Stanley New York, NY

4.19M
Shares

$37.3 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

2.77M
Shares

$24.7 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

2.49M
Shares

$22.2 Million
0.43% of portfolio
Advisors Asset Management, Inc. Monument, CO

1.1M
Shares

$9.8 Million
0.17% of portfolio

View Full List

About Neuberger Berman MLP & Energy Income Fund Inc.

Ticker NML
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Neuberger Berman MLP and Energy Income Fund Inc. is a closed ended fund of fund launched and managed by Neuberger Berman Management LLC. It is co-managed by Neuberger Berman LLC. The fund invests in the public equity markets. It primarily invests in master limited partnerships and limited liability companies. It was formerly known as Neuberger B...

More about NML

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