Raymond James Financial Services Advisors, Inc. Oxford Square Capital Corp. Transaction History

Raymond James Financial Services Advisors, Inc.

$73.5 Billion
Q3 2024

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2022 Oct 25, 2022	SELL	$2.98 - $23.35 $262 - $2,054	-88 Reduced 0.62%	14,148 $43,000
Q2 2022 Aug 12, 2022	BUY	$3.48 - $4.29 $1,280 - $1,578	368 Added 2.65%	14,236 $52,000
Q1 2022 May 11, 2022	BUY	$3.92 - $4.38 $1,713 - $1,914	437 Added 3.25%	13,868 $58,000
Q4 2021 Feb 08, 2022	SELL	$3.8 - $4.4 $2,610 - $3,022	-687 Reduced 4.87%	13,431 $55,000
Q3 2021 Nov 02, 2021	BUY	$4.02 - $4.97 $1,089 - $1,346	271 Added 1.96%	14,118 $57,000
Q2 2021 Aug 11, 2021	BUY	$4.59 - $5.12 $1,175 - $1,310	256 Added 1.88%	13,847 $68,000
Q1 2021 May 14, 2021	BUY	$3.18 - $4.76 $4,194 - $6,278	1,319 Added 10.75%	13,591 $63,000
Q4 2020 Feb 12, 2021	SELL	$2.42 - $3.42 $5,628 - $7,954	-2,326 Reduced 15.93%	12,272 $37,000
Q3 2020 Nov 04, 2020	SELL	$2.3 - $2.94 $55,961 - $71,533	-24,331 Reduced 62.5%	14,598 $36,000
Q2 2020 Jul 17, 2020	BUY	$2.12 - $3.71 $82,529 - $144,426	38,929 New	38,929 $109,000
Q1 2020 Apr 21, 2020	SELL	$2.06 - $6.24 $81,606 - $247,197	-39,615 Closed	0 $0
Q4 2019 Feb 12, 2020	BUY	$5.11 - $6.22 $7,010 - $8,533	1,372 Added 3.59%	39,615 $216,000
Q3 2019 Nov 07, 2019	SELL	$6.04 - $6.71 $5,164 - $5,737	-855 Reduced 2.19%	38,243 $238,000
Q2 2019 Aug 06, 2019	BUY	$6.21 - $6.6 $1,391 - $1,478	224 Added 0.58%	39,098 $250,000
Q1 2019 May 06, 2019	SELL	$6.18 - $7.45 $17,884 - $21,560	-2,894 Reduced 6.93%	38,874 $253,000
Q4 2018 Feb 11, 2019	BUY	$5.89 - $7.19 $7,262 - $8,865	1,233 Added 3.04%	41,768 $270,000
Q3 2018 Nov 14, 2018	SELL	$6.95 - $7.49 $16,693 - $17,990	-2,402 Reduced 5.59%	40,535 $289,000
Q2 2018 Jul 30, 2018	BUY	$5.94 - $7.18 $149,711 - $180,964	25,204 Added 142.13%	42,937 $296,000
Q1 2018 Apr 16, 2018	BUY	$5.27 - $6.36 $93,452 - $112,781	17,733 New	17,733 $108,000

Others Institutions Holding OXSQ

# of Institutions

Shares Held

4.1M

Call Options Held

Put Options Held

David A. Siegel Two Sigma Advisers, LP | New York, Ny

1.28M
Shares

$3.14 Million
0.01% of portfolio
Two Sigma Investments, LP New York, NY

789K
Shares

$1.94 Million
0.01% of portfolio
Legal & General Group PLC London, X0

446K
Shares

$1.1 Million
0.0% of portfolio
Black Rock Inc. New York, NY

206K
Shares

$507,739
0.0% of portfolio
Virtus ETF Advisers LLC New York, NY

151K
Shares

$370,790
0.21% of portfolio

View Full List

About Oxford Square Capital Corp.

Ticker OXSQ
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 49,761,400
Market Cap $122M
Description
Oxford Square Capital Corp. is a business development company, operates as a closed-end, non-diversified management investment company. It is a private equity and mezzanine firm. The firm invests in both public and private companies. It invests in secured and unsecured senior debt, subordinated debt, junior subordinated debt, preferred stock, co...

More about OXSQ

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