Raymond James Financial Services Advisors, Inc. Stellus Capital Investment Corp Transaction History

Raymond James Financial Services Advisors, Inc.

$73.5 Billion
Q3 2024

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2023 Jan 16, 2024	BUY	$12.34 - $13.73 $4,430 - $4,929	359 Added 3.04%	12,149 $156,000
Q3 2023 Oct 24, 2023	BUY	$13.6 - $15.27 $160,344 - $180,033	11,790 New	11,790 $160,000
Q1 2023 Apr 14, 2023	SELL	$13.14 - $15.97 $23,060 - $28,027	-1,755 Reduced 14.18%	10,625 $149,000
Q4 2022 Feb 08, 2023	SELL	$11.98 - $13.96 $61,756 - $71,963	-5,155 Reduced 29.4%	12,380 $164,000
Q3 2022 Oct 25, 2022	BUY	$11.44 - $14.08 $869 - $1,070	76 Added 0.44%	17,535 $209,000
Q2 2022 Aug 12, 2022	SELL	$11.13 - $14.2 $109,296 - $139,444	-9,820 Reduced 36.0%	17,459 $194,000
Q1 2022 May 11, 2022	BUY	$13.08 - $14.15 $114,894 - $124,293	8,784 Added 47.49%	27,279 $379,000
Q4 2021 Feb 08, 2022	SELL	$12.38 - $14.65 $40,185 - $47,553	-3,246 Reduced 14.93%	18,495 $241,000
Q3 2021 Nov 02, 2021	BUY	$12.45 - $13.61 $15,811 - $17,284	1,270 Added 6.2%	21,741 $284,000
Q2 2021 Aug 11, 2021	SELL	$12.4 - $13.66 $37,770 - $41,608	-3,046 Reduced 12.95%	20,471 $258,000
Q1 2021 May 14, 2021	SELL	$10.18 - $12.7 $12,114 - $15,113	-1,190 Reduced 4.82%	23,517 $299,000
Q4 2020 Feb 12, 2021	SELL	$8.04 - $12.07 $106,377 - $159,698	-13,231 Reduced 34.88%	24,707 $269,000
Q3 2020 Nov 04, 2020	BUY	$7.22 - $8.94 $25,970 - $32,157	3,597 Added 10.47%	37,938 $330,000
Q2 2020 Jul 17, 2020	SELL	$5.58 - $8.75 $20,712 - $32,480	-3,712 Reduced 9.75%	34,341 $250,000
Q1 2020 Apr 21, 2020	BUY	$5.06 - $15.03 $41,992 - $124,733	8,299 Added 27.89%	38,053 $277,000
Q4 2019 Feb 12, 2020	SELL	$13.02 - $14.46 $25,714 - $28,558	-1,975 Reduced 6.22%	29,754 $423,000
Q3 2019 Nov 07, 2019	SELL	$12.8 - $14.62 $154,918 - $176,945	-12,103 Reduced 27.61%	31,729 $432,000
Q2 2019 Aug 06, 2019	SELL	$13.49 - $14.58 $186,377 - $201,437	-13,816 Reduced 23.97%	43,832 $606,000
Q1 2019 May 06, 2019	BUY	$13.27 - $15.2 $764,988 - $876,249	57,648 New	57,648 $816,000
Q4 2018 Feb 11, 2019	SELL	$11.91 - $13.65 $373,735 - $428,337	-31,380 Closed	0 $0
Q3 2018 Nov 14, 2018	SELL	$12.79 - $13.93 $159,811 - $174,055	-12,495 Reduced 28.48%	31,380 $428,000
Q2 2018 Jul 30, 2018	BUY	$11.56 - $13.6 $2,959 - $3,481	256 Added 0.59%	43,875 $561,000
Q1 2018 Apr 16, 2018	BUY	$11.34 - $13.0 $133,880 - $153,478	11,806 Added 37.11%	43,619 $502,000
Q4 2017 Feb 09, 2018	SELL	$12.19 - $14.29 $42,640 - $49,986	-3,498 Reduced 9.91%	31,813 $418,000
Q3 2017 Oct 26, 2017	SELL	$13.3 - $13.82 $3,750 - $3,897	-282 Reduced 0.79%	35,311 $482,000
Q2 2017 Aug 15, 2017	BUY	N/A	35,593	35,593 $488,000

Others Institutions Holding SCM

# of Institutions

Shares Held

3.21M

Call Options Held

64.9K

Put Options Held

2.7K

David A. Siegel Two Sigma Advisers, LP | New York, Ny

423K
Shares

$6.11 Million
0.01% of portfolio
Two Sigma Investments, LP New York, NY

325K
Shares

$4.7 Million
0.01% of portfolio
Raymond James & Associates St Petersburg, FL

228K
Shares

$3.3 Million
0.0% of portfolio
Farmer Steven Patrick

213K
Shares

$3.07 Million
0.04% of portfolio
Condor Capital Management Martinsville, NJ

181K
Shares

$2.62 Million
0.23% of portfolio

View Full List

About Stellus Capital Investment Corp

Ticker SCM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 19,545,935
Market Cap $282M
Description
Stellus Capital Investment Corporation is a business development company specializing in investments in private middle-market companies. It invests through first lien, second lien, unitranche, and mezzanine debt financing, often with a corresponding equity investment. The fund prefers to invest in US and Canada. The fund seeks to invest in compa...

More about SCM

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