Regal Investment Advisors LLC Western Asset High Income Opportunity Fund Inc. Transaction History

Regal Investment Advisors LLC

$1.4 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 11, 2023	BUY	$3.74 - $4.16 $17,895 - $19,905	4,785 Added 4.84%	103,659 $394,000
Q4 2022 Mar 01, 2023	BUY	$3.62 - $4.1 $11,041 - $12,504	3,050 Added 3.18%	98,874 $390,000
Q3 2022 Nov 15, 2022	BUY	$3.68 - $4.31 $7,764 - $9,094	2,110 Added 2.25%	95,824 $353,000
Q2 2022 Aug 09, 2022	BUY	$3.82 - $4.63 $51,768 - $62,745	13,552 Added 16.91%	93,714 $371,000
Q1 2022 May 09, 2022	BUY	$4.37 - $5.17 $4,453 - $5,268	1,019 Added 1.29%	80,162 $358,000
Q4 2021 Feb 10, 2022	SELL	$5.01 - $5.28 $11,688 - $12,318	-2,333 Reduced 2.86%	79,143 $412,000
Q3 2021 Nov 05, 2021	BUY	$5.11 - $5.35 $90,722 - $94,983	17,754 Added 27.86%	81,476 $423,000
Q2 2021 Aug 09, 2021	BUY	$5.05 - $5.31 $321,796 - $338,363	63,722 New	63,722 $336,000

Others Institutions Holding HIO

# of Institutions

105

Shares Held

29.9M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

4.95M
Shares

$19.5 Million
0.0% of portfolio
Capital Investment Advisors, LLC

3.41M
Shares

$13.4 Million
0.29% of portfolio
Pathstone Holdings, LLC Englewood, NJ

2.97M
Shares

$11.7 Million
0.05% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.71M
Shares

$6.74 Million
0.38% of portfolio
Penserra Capital Management LLC Orinda, CA

1.2M
Shares

$4.73 Million
0.11% of portfolio

About WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Ticker HIO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Income Opportunity Fund Inc. is a closed ended fixed-income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Western Asset Management Company and Western Asset Management Company Limited. The fund invests in the fixed income markets of the United States. It seeks to invest in high-...

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