Regal Investment Advisors LLC Main Stay Mac Kay Defined Term Municipal Opportunities Fund Transaction History

Regal Investment Advisors LLC

$1.4 Billion
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2019 May 09, 2019	SELL	$19.3 - $20.32 $626,014 - $659,099	-32,436 Closed	0 $0
Q4 2018 Feb 04, 2019	BUY	$19.06 - $19.96 $66,995 - $70,159	3,515 Added 12.15%	32,436 $633,000
Q3 2018 Nov 05, 2018	BUY	$19.2 - $20.27 $555,283 - $586,228	28,921 New	28,921 $568,000
Q4 2017 Feb 06, 2018	SELL	$19.21 - $20.23 $450,416 - $474,332	-23,447 Closed	0 $0
Q3 2017 Nov 08, 2017	BUY	$19.98 - $20.36 $468,471 - $477,380	23,447	23,447 $471,000

Others Institutions Holding MMD

# of Institutions

70

Shares Held

7.45M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.15M
Shares

$18.7 Million
0.43% of portfolio
Morgan Stanley New York, NY

814K
Shares

$13.2 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

738K
Shares

$12 Million
0.0% of portfolio
Jane Street Group, LLC New York, NY

692K
Shares

$11.2 Million
0.0% of portfolio
Almitas Capital LLC Santa Monica, CA

587K
Shares

$9.52 Million
4.62% of portfolio

About MainStay MacKay DefinedTerm Municipal Opportunities Fund

Ticker MMD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
MainStay DefinedTerm Municipal Opportunities Fund is a closed-ended fixed income mutual fund launched and managed by New York Life Investment Management LLC. The fund is co-managed by MacKay Shields LLC. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade municipal bonds which are exempt fr...

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