Regal Investment Advisors LLC Prospect Capital Corp Transaction History

Regal Investment Advisors LLC

$1.43 Billion
Q1 2024

A detailed history of Regal Investment Advisors LLC transactions in Prospect Capital Corp stock. As of the latest transaction made, Regal Investment Advisors LLC holds 23,552 shares of PSEC stock, worth $130,242. This represents 0.01% of its overall portfolio holdings.

Number of Shares

23,552

Previous 23,302 1.07%

Holding current value

$130,242

Previous $139,000 6.47%

% of portfolio

0.01%

Previous 0.01%

27 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 15, 2024	BUY	$5.33 - $6.24 $1,332 - $1,560	250 Added 1.07%	23,552 $130,000
Q4 2023 Feb 14, 2024	BUY	$5.08 - $6.18 $8,153 - $9,918	1,605 Added 7.4%	23,302 $139,000
Q3 2023 Nov 13, 2023	BUY	$5.94 - $6.65 $1,455 - $1,629	245 Added 1.14%	21,697 $131,000
Q2 2023 Aug 11, 2023	BUY	$6.08 - $6.94 $2,979 - $3,400	490 Added 2.34%	21,452 $133,000
Q1 2023 May 11, 2023	BUY	$6.67 - $7.66 $540 - $620	81 Added 0.39%	20,962 $145,000

Q4 2022 Mar 01, 2023	BUY	$6.39 - $7.82 $3,048 - $3,730	477 Added 2.34%	20,881 $145,000
Q3 2022 Nov 15, 2022	BUY	$6.11 - $19.55 $6,452 - $20,644	1,056 Added 5.46%	20,404 $127,000
Q2 2022 Aug 09, 2022	BUY	$6.68 - $8.48 $21,870 - $27,763	3,274 Added 20.37%	19,348 $135,000
Q1 2022 May 09, 2022	BUY	$7.86 - $8.89 $22,754 - $25,736	2,895 Added 21.97%	16,074 $133,000
Q4 2021 Feb 10, 2022	BUY	$7.83 - $9.0 $11,627 - $13,365	1,485 Added 12.7%	13,179 $111,000
Q3 2021 Nov 05, 2021	BUY	$7.69 - $8.46 $4,444 - $4,889	578 Added 5.2%	11,694 $90,000
Q2 2021 Aug 09, 2021	BUY	$7.62 - $9.22 $84,703 - $102,489	11,116 New	11,116 $93,000
Q1 2021 May 12, 2021	SELL	$5.51 - $7.98 $57,204 - $82,848	-10,382 Closed	0 $0
Q4 2020 Feb 12, 2021	BUY	$4.95 - $5.6 $51,390 - $58,139	10,382 New	10,382 $56,000
Q3 2020 Nov 13, 2020	SELL	$4.68 - $5.17 $50,380 - $55,655	-10,765 Closed	0 $0
Q2 2020 Aug 03, 2020	BUY	$3.78 - $5.74 $40,691 - $61,791	10,765 New	10,765 $55,000
Q1 2020 May 12, 2020	SELL	$4.04 - $6.61 $67,399 - $110,274	-16,683 Closed	0 $0
Q4 2019 Jan 29, 2020	SELL	$6.37 - $6.7 $25,320 - $26,632	-3,975 Reduced 19.24%	16,683 $107,000
Q3 2019 Nov 15, 2019	SELL	$6.3 - $6.73 $26,793 - $28,622	-4,253 Reduced 17.07%	20,658 $136,000
Q2 2019 Jul 26, 2019	SELL	$6.24 - $6.83 $20,211 - $22,122	-3,239 Reduced 11.51%	24,911 $163,000
Q1 2019 May 09, 2019	BUY	$6.27 - $6.93 $7,191 - $7,948	1,147 Added 4.25%	28,150 $184,000
Q4 2018 Feb 04, 2019	SELL	$5.77 - $7.27 $34,360 - $43,292	-5,955 Reduced 18.07%	27,003 $170,000
Q3 2018 Nov 05, 2018	BUY	$6.67 - $7.58 $53,966 - $61,329	8,091 Added 32.54%	32,958 $242,000
Q2 2018 Aug 10, 2018	SELL	$6.3 - $6.93 $41,485 - $45,634	-6,585 Reduced 20.94%	24,867 $167,000
Q1 2018 Apr 25, 2018	SELL	$6.21 - $7.01 $26,640 - $30,072	-4,290 Reduced 12.0%	31,452 $206,000
Q4 2017 Feb 06, 2018	BUY	$5.56 - $7.26 $99,557 - $129,997	17,906 Added 100.39%	35,742 $241,000
Q3 2017 Nov 08, 2017	BUY	$6.55 - $8.18 $116,825 - $145,898	17,836	17,836 $120,000

Others Institutions Holding PSEC

# of Institutions

248

Shares Held

37.4M

Call Options Held

Put Options Held

7.64M

View Full List

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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Regal Investment Advisors LLC Prospect Capital Corp Transaction History