Regal Investment Advisors LLC Prospect Capital Corp Transaction History

Regal Investment Advisors LLC

  • $1.46 Billion
  • Q3 2025

A detailed history of Regal Investment Advisors LLC transactions in Prospect Capital Corp stock. As of the latest transaction made, Regal Investment Advisors LLC holds 17,867 shares of PSEC stock, worth $49,312. This represents 0.0% of its overall portfolio holdings.

Number of Shares
17,867
Previous 18,136 1.48%
Holding current value
$49,312
Previous $57,000 14.04%
% of portfolio
0.0%
Previous 0.0%

Shares

33 transactions
Quarter Operation Price Per share shares change shares Held SEC Form
Q3 2025

Nov 13, 2025
SELL
$2.59 - $3.47 $696 - $933
-269 Reduced 1.48%
17,867 $49,000
Q2 2025

Aug 11, 2025
SELL
$3.14 - $4.06 $14,023 - $18,131
-4,466 Reduced 19.76%
18,136 $57,000
Q1 2025

May 12, 2025
SELL
$4.1 - $4.45 $2,783 - $3,021
-679 Reduced 2.92%
22,602 $92,000
Q4 2024

Feb 13, 2025
SELL
$4.16 - $5.34 $6,169 - $7,919
-1,483 Reduced 5.99%
23,281 $100,000
Q3 2024

Nov 12, 2024
BUY
$4.75 - $5.6 $2,983 - $3,516
628 Added 2.6%
24,764 $132,000
Q2 2024

Aug 14, 2024
BUY
$5.21 - $5.69 $3,042 - $3,322
584 Added 2.48%
24,136 $133,000
Q1 2024

May 15, 2024
BUY
$5.33 - $6.24 $1,332 - $1,560
250 Added 1.07%
23,552 $130,000
Q4 2023

Feb 14, 2024
BUY
$5.08 - $6.18 $8,153 - $9,918
1,605 Added 7.4%
23,302 $139,000
Q3 2023

Nov 13, 2023
BUY
$5.94 - $6.65 $1,455 - $1,629
245 Added 1.14%
21,697 $131,000
Q2 2023

Aug 11, 2023
BUY
$6.08 - $6.94 $2,979 - $3,400
490 Added 2.34%
21,452 $133,000
Q1 2023

May 11, 2023
BUY
$6.67 - $7.66 $540 - $620
81 Added 0.39%
20,962 $145,000
Q4 2022

Mar 01, 2023
BUY
$6.39 - $7.82 $3,048 - $3,730
477 Added 2.34%
20,881 $145,000
Q3 2022

Nov 15, 2022
BUY
$6.11 - $19.55 $6,452 - $20,644
1,056 Added 5.46%
20,404 $127,000
Q2 2022

Aug 09, 2022
BUY
$6.68 - $8.48 $21,870 - $27,763
3,274 Added 20.37%
19,348 $135,000
Q1 2022

May 09, 2022
BUY
$7.86 - $8.89 $22,754 - $25,736
2,895 Added 21.97%
16,074 $133,000
Q4 2021

Feb 10, 2022
BUY
$7.83 - $9.0 $11,627 - $13,365
1,485 Added 12.7%
13,179 $111,000
Q3 2021

Nov 05, 2021
BUY
$7.69 - $8.46 $4,444 - $4,889
578 Added 5.2%
11,694 $90,000
Q2 2021

Aug 09, 2021
BUY
$7.62 - $9.22 $84,703 - $102,489
11,116 New
11,116 $93,000
Q1 2021

May 12, 2021
SELL
$5.51 - $7.98 $57,204 - $82,848
-10,382 Closed
0 $0
Q4 2020

Feb 12, 2021
BUY
$4.95 - $5.6 $51,390 - $58,139
10,382 New
10,382 $56,000
Q3 2020

Nov 13, 2020
SELL
$4.68 - $5.17 $50,380 - $55,655
-10,765 Closed
0 $0
Q2 2020

Aug 03, 2020
BUY
$3.78 - $5.74 $40,691 - $61,791
10,765 New
10,765 $55,000
Q1 2020

May 12, 2020
SELL
$4.04 - $6.61 $67,399 - $110,274
-16,683 Closed
0 $0
Q4 2019

Jan 29, 2020
SELL
$6.37 - $6.7 $25,320 - $26,632
-3,975 Reduced 19.24%
16,683 $107,000
Q3 2019

Nov 15, 2019
SELL
$6.3 - $6.73 $26,793 - $28,622
-4,253 Reduced 17.07%
20,658 $136,000
Q2 2019

Jul 26, 2019
SELL
$6.24 - $6.83 $20,211 - $22,122
-3,239 Reduced 11.51%
24,911 $163,000
Q1 2019

May 09, 2019
BUY
$6.27 - $6.93 $7,191 - $7,948
1,147 Added 4.25%
28,150 $184,000
Q4 2018

Feb 04, 2019
SELL
$5.77 - $7.27 $34,360 - $43,292
-5,955 Reduced 18.07%
27,003 $170,000
Q3 2018

Nov 05, 2018
BUY
$6.67 - $7.58 $53,966 - $61,329
8,091 Added 32.54%
32,958 $242,000
Q2 2018

Aug 10, 2018
SELL
$6.3 - $6.93 $41,485 - $45,634
-6,585 Reduced 20.94%
24,867 $167,000
Q1 2018

Apr 25, 2018
SELL
$6.21 - $7.01 $26,640 - $30,072
-4,290 Reduced 12.0%
31,452 $206,000
Q4 2017

Feb 06, 2018
BUY
$5.56 - $7.26 $99,557 - $129,997
17,906 Added 100.39%
35,742 $241,000
Q3 2017

Nov 08, 2017
BUY
$6.55 - $8.18 $116,825 - $145,898
17,836
17,836 $120,000

Others Institutions Holding PSEC

# of Institutions
258
Shares Held
81.6M
Call Options Held
160K
Put Options Held
5.96M
View Full List

About PROSPECT CAPITAL CORP

PSEC Quotes by TradingView
  • Ticker PSEC
  • Exchange NYSE
  • Sector Financial Services
  • Industry Asset Management
  • Description
  • Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...
More about PSEC
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