Regal Investment Advisors LLC First Trust ETF Iii Riverfront Transaction History

Regal Investment Advisors LLC

$1.4 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 May 12, 2020	SELL	$39.7 - $60.55 $2.08 Million - $3.17 Million	-52,340 Closed	0 $0
Q4 2019 Jan 29, 2020	BUY	$54.09 - $60.15 $2,434 - $2,706	45 Added 0.09%	52,340 $3.14 Million
Q3 2019 Nov 15, 2019	SELL	$52.61 - $57.45 $186,134 - $203,258	-3,538 Reduced 6.34%	52,295 $2.91 Million
Q2 2019 Jul 26, 2019	SELL	$54.38 - $58.46 $280,927 - $302,004	-5,166 Reduced 8.47%	55,833 $3.17 Million
Q1 2019 May 09, 2019	BUY	$50.68 - $57.25 $45,105 - $50,952	890 Added 1.48%	60,999 $3.44 Million
Q4 2018 Feb 04, 2019	BUY	$49.45 - $61.99 $737,843 - $924,952	14,921 Added 33.02%	60,109 $3.08 Million
Q3 2018 Nov 05, 2018	SELL	$59.55 - $63.16 $402,081 - $426,456	-6,752 Reduced 13.0%	45,188 $2.79 Million
Q2 2018 Aug 10, 2018	SELL	$60.69 - $65.81 $695,871 - $754,577	-11,466 Reduced 18.08%	51,940 $3.18 Million
Q1 2018 Apr 25, 2018	BUY	$62.53 - $68.93 $74,848 - $82,509	1,197 Added 1.92%	63,406 $4.05 Million
Q4 2017 Feb 06, 2018	BUY	$62.66 - $64.45 $976,681 - $1 Million	15,587 Added 33.43%	62,209 $3.99 Million
Q3 2017 Nov 08, 2017	BUY	$62.43 - $63.06 $2.91 Million - $2.94 Million	46,622	46,622 $2.94 Million

Others Institutions Holding RFDI

# of Institutions

44

Shares Held

1.64M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

399K
Shares

$25.2 Million
0.0% of portfolio
River Front Investment Group, LLC Richmond, VA

308K
Shares

$19.5 Million
0.5% of portfolio
Envestnet Asset Management Inc

132K
Shares

$8.31 Million
0.0% of portfolio
Prospera Financial Services Inc

126K
Shares

$7.93 Million
0.22% of portfolio
Per Stirling Capital Management, Llc. Austin, TX

118K
Shares

$7.45 Million
1.1% of portfolio

About FIRST TRUST ETF III RIVERFRONT

Ticker RFDI
Sector ETFs
Industry ETFs

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