Regal Investment Advisors LLC First Trust Iii Riverfront Dyn Transaction History

Regal Investment Advisors LLC

$1.43 Billion
Q1 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2020 May 12, 2020	SELL	$42.96 - $67.12 $2.13 Million - $3.32 Million	-49,496 Closed	0 $0
Q4 2019 Jan 29, 2020	BUY	$56.84 - $64.89 $568 - $648	10 Added 0.02%	49,496 $3.21 Million
Q3 2019 Nov 15, 2019	SELL	$55.89 - $62.43 $179,965 - $201,024	-3,220 Reduced 6.11%	49,486 $2.86 Million
Q2 2019 Jul 26, 2019	SELL	$57.52 - $65.11 $37,790 - $42,777	-657 Reduced 1.23%	52,706 $3.25 Million
Q1 2019 May 09, 2019	BUY	$54.85 - $63.98 $130,597 - $152,336	2,381 Added 4.67%	53,363 $3.34 Million

Q4 2018 Feb 04, 2019	BUY	$54.25 - $62.43 $684,309 - $787,492	12,614 Added 32.88%	50,982 $2.85 Million
Q3 2018 Nov 05, 2018	SELL	$60.84 - $67.51 $465,791 - $516,856	-7,656 Reduced 16.63%	38,368 $2.39 Million
Q2 2018 Aug 10, 2018	SELL	$64.65 - $74.41 $576,936 - $664,034	-8,924 Reduced 16.24%	46,024 $3.05 Million
Q1 2018 Apr 25, 2018	BUY	$69.96 - $79.03 $66,252 - $74,841	947 Added 1.75%	54,948 $4.1 Million
Q4 2017 Feb 06, 2018	BUY	$67.42 - $70.78 $962,555 - $1.01 Million	14,277 Added 35.94%	54,001 $3.8 Million
Q3 2017 Nov 08, 2017	BUY	$66.15 - $67.1 $2.63 Million - $2.67 Million	39,724	39,724 $2.67 Million

Others Institutions Holding RFEM

# of Institutions

35

Shares Held

534K

Call Options Held

0

Put Options Held

0

Old Mission Capital LLC

97.5K
Shares

$6.3 Million
0.16% of portfolio
River Front Investment Group, LLC Richmond, VA

89.2K
Shares

$5.76 Million
0.15% of portfolio
Jane Street Group, LLC New York, NY

45.5K
Shares

$2.94 Million
0.0% of portfolio
Baird Financial Group, Inc. Milwaukee, WI

42.7K
Shares

$2.76 Million
0.01% of portfolio
Envestnet Asset Management Inc

39.5K
Shares

$2.55 Million
0.0% of portfolio

About FIRST TRUST III RIVERFRONT DYN

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