Regal Investment Advisors LLC Closed Holding Positions

Regal Investment Advisors LLC

  • $1.3 Billion
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Raytheon CO
Q1 2020 Filed on May 12, 2020
1,413
N/A
SPSM
Spdr Portfolio S&P 600 Small C

ETFs
Q1 2020 Filed on May 12, 2020
9,042
$18.96 - $33.37 $171K - $302K
Alps ETF Tr
Q1 2020 Filed on May 12, 2020
147,935
N/A
Vaneck Vectors ETF Trust
Q1 2020 Filed on May 12, 2020
11,537
N/A
FDT
First Trust Developed Markets

ETFs
Q1 2020 Filed on May 12, 2020
10,678
$34.5 - $56.23 $368K - $600K
FEM
First Trust Emerging Markets A

ETFs
Q1 2020 Filed on May 12, 2020
10,197
$15.72 - $27.59 $160K - $281K
RFEU
First Trust ETF Iii Riverfront
Q1 2020 Filed on May 12, 2020
49,637
N/A
ISHG
Ishares Intl Treasury Bond ETF

ETFs
Q1 2020 Filed on May 12, 2020
10,708
$74.56 - $80.82 $798K - $865K
MAIN
Main Street Capital Corp

Financial Services
Q1 2020 Filed on May 12, 2020
4,851
$15.74 - $45.0 $76.4K - $218K
First Tr Exch Traded Fd Iii
Q1 2020 Filed on May 12, 2020
42,677
N/A
RFDI
First Trust ETF Iii Riverfront

ETFs
Q1 2020 Filed on May 12, 2020
52,340
$39.7 - $60.55 $2.08M - $3.17M
Direxion Shs ETF Tr
Q1 2020 Filed on May 12, 2020
12,383
N/A
Ihs Markit LTD
Q1 2020 Filed on May 12, 2020
2,823
N/A
EFX
Equifax Inc

Industrials
Q1 2020 Filed on May 12, 2020
15,307
$104.62 - $162.96 $1.6M - $2.49M
Aurora Cannabis Inc
Q1 2020 Filed on May 12, 2020
27,366
N/A
ABB
Abb LTD

Industrials
Q1 2020 Filed on May 12, 2020
8,572
$14.85 - $25.16 $127K - $216K
SPMD
Spdr Portfolio

ETFs
Q1 2020 Filed on May 12, 2020
7,344
$21.39 - $37.02 $157K - $272K
AMRN
Amarin Corp Plcuk

Healthcare
Q1 2020 Filed on May 12, 2020
10,000
$4.0 - $21.53 $40K - $215K
PNC
Pnc Financial Services Group, Inc.

Financial Services
Q1 2020 Filed on May 12, 2020
1,300
$80.64 - $160.81 $105K - $209K
United Technologies Corp
Q1 2020 Filed on May 12, 2020
17,022
N/A
NLY
Annaly Capital Management Inc

Real Estate
Q1 2020 Filed on May 12, 2020
13,495
$4.75 - $10.5 $64.1K - $142K
INVA
Innoviva, Inc.

Healthcare
Q1 2020 Filed on May 12, 2020
123,552
$8.11 - $15.23 $1M - $1.88M
KBWY
Invesco ETF Tr Ii Kbw Premium

ETFs
Q1 2020 Filed on May 12, 2020
6,753
$13.93 - $32.0 $94.1K - $216K
Fs Kkr Capital Corp
Q1 2020 Filed on May 12, 2020
59,513
N/A
RFEM
First Trust Iii Riverfront Dyn

ETFs
Q1 2020 Filed on May 12, 2020
49,496
$42.96 - $67.12 $2.13M - $3.32M
BALL
Ball Corp

Consumer Cyclical
Q4 2019 Filed on Jan 29, 2020
3,300
$63.34 - $74.11 $209K - $245K
BOCT
Innovator U.S. Equity Buffer E

ETFs
Q4 2019 Filed on Jan 29, 2020
51,676
$24.3 - $26.27 $1.26M - $1.36M
BALL
Ball Corp

Consumer Cyclical
Q4 2019 Filed on Jan 29, 2020
1,448
$63.34 - $74.11 $91.7K - $107K
Ferrellgas Partners L.P.
Q4 2019 Filed on Jan 29, 2020
17,000
N/A
RYU
Invesco S&P 500 Equal Weight U

ETFs
Q4 2019 Filed on Jan 29, 2020
5,947
$100.98 - $106.96 $601K - $636K
Ak Stl Hldg Corp
Q4 2019 Filed on Jan 29, 2020
28,350
N/A
BYND
Beyond Meat, Inc.

Consumer Defensive
Q4 2019 Filed on Jan 29, 2020
1,442
$73.6 - $146.42 $106K - $211K
Cbs Corp New
Q4 2019 Filed on Jan 29, 2020
37,720
N/A
VTR
Ventas, Inc.

Real Estate
Q4 2019 Filed on Jan 29, 2020
4,095
$55.15 - $74.56 $226K - $305K
Exchange Traded Concepts Tr
Q4 2019 Filed on Jan 29, 2020
34,495
N/A
ALGN
Align Technology Inc

Healthcare
Q4 2019 Filed on Jan 29, 2020
1,124
$179.75 - $279.62 $202K - $314K
Hcp Inc
Q4 2019 Filed on Jan 29, 2020
15,985
N/A
Mbt Finl Corp
Q3 2019 Filed on Nov 15, 2019
16,952
N/A
Pacific Coast Oil Tr
Q3 2019 Filed on Nov 15, 2019
16,000
N/A
Five Star Senior Living Inc
Q3 2019 Filed on Nov 15, 2019
22,153
N/A
AMG
Affiliated Managers Group, Inc.

Financial Services
Q3 2019 Filed on Nov 15, 2019
15,187
$74.49 - $92.02 $1.13M - $1.4M
Hff Inc
Q3 2019 Filed on Nov 15, 2019
44,915
N/A
BK
Bank Of New York Mellon Corp

Financial Services
Q3 2019 Filed on Nov 15, 2019
36,795
$40.95 - $47.6 $1.51M - $1.75M
USRT
Ishares Core U.S. Reit ETF

ETFs
Q3 2019 Filed on Nov 15, 2019
3,900
$54.43 - $55.6 $212K - $217K
Sandridge Mississippian Tr I
Q3 2019 Filed on Nov 15, 2019
22,200
N/A
MCK
Mckesson Corp

Healthcare
Q3 2019 Filed on Nov 15, 2019
13,116
$134.24 - $148.53 $1.76M - $1.95M
Weight Watchers Intl Inc New
Q3 2019 Filed on Nov 15, 2019
10,100
N/A
CP
Canadian Pacific Railway LTD

Industrials
Q3 2019 Filed on Nov 15, 2019
1,334
$43.98 - $49.25 $58.7K - $65.7K
SPBO
Spdr Ser Tr Spdr Portfolio Cor

ETFs
Q3 2019 Filed on Nov 15, 2019
35,947
$29.51 - $33.85 $1.06M - $1.22M
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