Regent Investment Management LLC Annaly Capital Management Inc Transaction History

Regent Investment Management LLC

$373 Million
Q4 2022

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2022 Jul 15, 2022	SELL	$5.48 - $7.06 $18,632 - $24,004	-3,400 Reduced 23.05%	11,350 $67,000
Q1 2022 Apr 19, 2022	SELL	$6.79 - $8.11 $3,843 - $4,590	-566 Reduced 3.7%	14,750 $104,000
Q4 2021 Jan 27, 2022	SELL	$7.79 - $8.73 $7,439 - $8,337	-955 Reduced 5.87%	15,316 $120,000
Q3 2021 Oct 21, 2021	SELL	$8.28 - $8.93 $9,936 - $10,716	-1,200 Reduced 6.87%	16,271 $137,000
Q2 2021 Jul 16, 2021	SELL	$8.66 - $9.54 $5,196 - $5,723	-600 Reduced 3.32%	17,471 $155,000
Q1 2021 Apr 20, 2021	SELL	$8.12 - $8.97 $11,570 - $12,782	-1,425 Reduced 7.31%	18,071 $156,000
Q4 2020 Jan 27, 2021	SELL	$6.98 - $8.56 $2,094 - $2,568	-300 Reduced 1.52%	19,496 $164,000
Q3 2020 Oct 19, 2020	SELL	$6.3 - $7.63 $18,931 - $22,928	-3,005 Reduced 13.18%	19,796 $141,000
Q2 2020 Jul 29, 2020	BUY	$4.02 - $7.31 $6,150 - $11,184	1,530 Added 7.19%	22,801 $150,000
Q1 2020 Apr 17, 2020	SELL	$4.75 - $10.5 $4,275 - $9,450	-900 Reduced 4.06%	21,271 $108,000
Q4 2019 Jan 30, 2020	SELL	$8.54 - $9.77 $8,540 - $9,770	-1,000 Reduced 4.32%	22,171 $208,000
Q2 2019 Jul 15, 2019	SELL	$8.81 - $10.14 $1,541 - $1,774	-175 Reduced 0.75%	23,171 $211,000
Q1 2019 Apr 22, 2019	SELL	$9.77 - $10.47 $19,540 - $20,940	-2,000 Reduced 7.89%	23,346 $233,000
Q4 2018 Jan 22, 2019	BUY	$9.71 - $10.29 $8,739 - $9,261	900 Added 3.68%	25,346 $249,000
Q3 2018 Oct 22, 2018	BUY	$10.13 - $10.72 $14,435 - $15,276	1,425 Added 6.19%	24,446 $250,000
Q1 2018 Apr 24, 2018	BUY	$10.03 - $11.67 $2,056 - $2,392	205 Added 0.9%	23,021 $240,000
Q4 2017 Jan 26, 2018	BUY	$11.04 - $12.38 $4,040 - $4,531	366 Added 1.63%	22,816 $271,000
Q3 2017 Oct 12, 2017	BUY	$12.01 - $12.54 $269,624 - $281,523	22,450	22,450 $273,000

Others Institutions Holding NLY

# of Institutions

Shares Held

557K

Call Options Held

Put Options Held

Farmer Steven Patrick

168K
Shares

$3.3 Million
0.02% of portfolio
Frontier Wealth Management LLC Kansas City, MO

118K
Shares

$2.32 Million
0.01% of portfolio
Fieldpoint Private Securities, LLC

99.8K
Shares

$1.96 Million
0.17% of portfolio
Garner Asset Management Corp

56.1K
Shares

$1.1 Million
0.5% of portfolio
Corient Capital Partners, LLC Newport Beach, CA

42.1K
Shares

$828,653
0.02% of portfolio

View Full List

About ANNALY CAPITAL MANAGEMENT INC

Ticker NLY
Exchange NYSE
Sector Real Estate
Industry REIT—Mortgage
Shares Outstandng 467,911,008
Market Cap $9.21B
Description
Annaly Capital Management, Inc., a diversified capital manager, engages in mortgage finance and corporate middle market lending. The company invests in agency mortgage-backed securities, mortgage servicing rights, Agency commercial mortgage-backed securities, non-Agency residential mortgage assets, residential mortgage loans, credit risk transfe...

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