Regent Investment Management LLC Schwab Charles Corp Transaction History

Regent Investment Management LLC

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2021 Apr 20, 2021	SELL	$51.54 - $67.65 $215,179 - $282,438	-4,175 Closed	0 $0
Q4 2020 Jan 27, 2021	SELL	$36.75 - $53.04 $73,500 - $106,080	-2,000 Reduced 32.39%	4,175 $221,000
Q2 2020 Jul 29, 2020	SELL	$31.75 - $42.82 $12,700 - $17,128	-400 Reduced 6.08%	6,175 $208,000
Q1 2020 Apr 17, 2020	SELL	$28.43 - $49.0 $17,058 - $29,400	-600 Reduced 8.36%	6,575 $221,000
Q4 2019 Jan 30, 2020	SELL	$35.1 - $51.07 $475,605 - $691,998	-13,550 Reduced 65.38%	7,175 $341,000
Q3 2019 Oct 17, 2019	SELL	$36.12 - $44.28 $83,076 - $101,844	-2,300 Reduced 9.99%	20,725 $867,000
Q2 2019 Jul 15, 2019	BUY	$39.15 - $46.26 $11,745 - $13,878	300 Added 1.32%	23,025 $925,000
Q1 2019 Apr 22, 2019	SELL	$40.72 - $47.98 $35,996 - $42,414	-884 Reduced 3.74%	22,725 $972,000
Q4 2018 Jan 22, 2019	SELL	$38.25 - $52.17 $5,737 - $7,825	-150 Reduced 0.63%	23,609 $980,000
Q3 2018 Oct 22, 2018	SELL	$49.15 - $54.22 $45,414 - $50,099	-924 Reduced 3.74%	23,759 $1.17 Million
Q2 2018 Jul 16, 2018	SELL	$50.11 - $59.59 $425,935 - $506,515	-8,500 Reduced 25.62%	24,683 $1.26 Million
Q1 2018 Apr 24, 2018	SELL	$48.9 - $57.76 $171,150 - $202,160	-3,500 Reduced 9.54%	33,183 $1.73 Million
Q4 2017 Jan 26, 2018	SELL	$43.27 - $52.28 $343,996 - $415,626	-7,950 Reduced 17.81%	36,683 $1.88 Million
Q3 2017 Oct 12, 2017	BUY	$38.11 - $44.04 $1.7 Million - $1.97 Million	44,633	44,633 $1.95 Million

2,083

1.45B

16.9M

22.3M

Ticker SCHW
Exchange NYSE
Sector Financial Services
Industry Capital Markets
Shares Outstandng 1,817,789,952
Market Cap $147B
Description
The Charles Schwab Corporation, together with its subsidiaries, provides wealth management, securities brokerage, banking, asset management, custody, and financial advisory services. The company operates in two segments, Investor Services and Advisor Services. The Investor Services segment provides retail brokerage, investment advisory, banking ...

Get notified when there are updates to the investment portfolio of Regent Investment Management LLC, based on Form 13F filings with the SEC.

Stay updated on Regent Investment Management LLC with notifications on news.